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Compliance consulting Asia

Following our acquisitions of ComplianceAsia and Lymon, IQ-EQ represents the largest independent regulatory compliance firm in the Asia-Pacific region with extensive experience in compliance consulting.

With 100+ regulatory compliance specialists now part of our team in Asia, our extended range of compliance consulting services includes:

  • Licence applications – processing Hong Kong Monetary Authority (HKMA), Securities and Futures Commission (SFC), Insurance Authority (IA) and Customs & Excise licences in Hong Kong and Monetary Authority of Singapore (MAS) licences in Singapore, as well as assisting with licence applications in other Asia-Pacific jurisdictions
  • AML/KYC services – including sanctions screenings against U.S., EU and UN sanctions using ComplianceAsia’s proprietary tool, Sanction Check
  • Mock inspections, compliance healthchecks and inspection remediation
  • Development of compliance policies and operating procedures
  • Compliance training – including online training for employees and in-person training for Responsible Officers, C-Suite and senior management
  • Internal audit and independent compliance reviews
  • Regulatory change tracking – scanning for important regulatory changes in Asia-Pacific and providing clients with guides and glossaries on important compliance topics
  • Risk management services
  • General corporate compliance services and ongoing compliance reviews

Contact us today to learn more about our full regulatory compliance offering in Asia:

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Compliance consulting FAQs


What does compliance consulting involve?

Compliance consulting is a service that helps businesses ensure they are following relevant laws and regulations. This can involve reviewing and updating policies and procedures, conducting risk assessments, and providing training for employees. Compliance consultants also help businesses stay up to date on new regulations and potential risks.

What can a regulatory compliance consulting firm like IQ-EQ do for me?

At IQ-EQ, we offer an intelligent compliance consulting service that generates industry-rated compliance documentation. Our team of experts can help businesses navigate complex regulations and develop effective compliance strategies.

Working with IQ-EQ has been seamless – you and your team understand our business, advise us appropriately, and handle your side of our collective partnership so that we can focus on making good investment decisions. Evan Gibson SVP, Merchants Capital

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Interested in joining our team?

We are always on the lookout for passionate people that possess IQ and EQ to join our growing team.

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