Interested in joining our team?
We are always on the lookout for passionate people that possess IQ and EQ to join our growing team.
Money laundering and financing of terrorism risks can have a detrimental effect on the reputation of businesses and individuals. To tackle these threats, regulated firms are required to perform anti-money laundering (‘AML’) and know your customer (‘KYC’) checks. Robust customer due diligence (‘CDD’) is one element of an overall risk management framework that can mitigate these threats.
IQ EQ understand that the growing impact of regulatory requirements globally, which impacts firms during the asset or deal selection and onboarding process.
Our teams have extensive experience of working with a lean workforce, providing deal and legal teams with seamless support in a time efficient manner.
We provide enhanced industry experience and understand peer group practice so we can assist with your regulatory obligations.
IQ EQ seek to understand each Firm we partner with so that we can effectively assist you in the development and integration of effective AML practices in line with jurisdictional regulations, industry best practice whilst keeping pace with the latest regulatory and enforcement trends. Our team of compliance professionals will help with your queries and assist with issues highlighted by prospective investors.
Benefits
Risk Based Approach
Responsiveness to regulatory updates
Assistance in the Implementation of new compliance processes
Key Management Information
Services provided:
- Investment KYC Reviews
Specialist knowledge, using a risk-based approach to complete reviews in an efficient and timely manner to meet tight deadlines. - Inbound KYC requests
Effective management of inbound KYC requests from third parties engaged through deal activity.
- Politically Exposed Person (PEP), Sanctions and Adverse Media screening
We tailor the results of any searches to fit your screening requirements and risk appetite, reducing the number of false positive results. - AML document and infrastructure updates
e.g. AML Policies, Financial Crime Risk Assessments, KYC Checklists
This allows us to assist you with the management and mitigation of any risks identified in an efficient, compliant manner.
- Training
– E-Learning Modules
– Bespoke AML Training (In-Person or Remote)
Our training can help integrate a strong compliance culture that stays up to date with the ever-changing financial landscape.
- One dedicated team
- Unrivalled technical expertise
- Committed service delivery
Contact us today to find out how we can help your business thrive.
We have been client of IQ-EQ for 12 years now which by itself is a testament. We are indebted to IQ-EQ for being on their toes, prompt service, problem solving and supporting/resolving investor queries. The team from top to bottom have been great asset for us. Nalanda Capital Ptd Ltd
Rachel Aldridge
Managing Director, Regulatory & Compliance Solutions
United Kingdom
Send email + 44 203 696 1302
Andrew Shrimpton
Chair, UK Regulatory and Compliance Solutions
United Kingdom
Send email +44 207 397 5469