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Regulatory compliance services

IQ-EQ offers a comprehensive range of regulatory compliance services for regulated firms, from help with initial regulatory applications and authorisations, KYC and AML services, through development of suitable policies and procedures, to quarterly reporting and ongoing advice, and regulatory examination/inquiry support.

Our compliance consultants have extensive experience and will work with you to develop a long-term strategic partnership to power your success. The support we provide ranges from ad hoc requests to a seamless global package or fully outsourced managed compliance solution, depending on your specific needs.

Our goal is to provide the regulatory compliance expertise and guidance you need so that you can focus on what matters most – growing your business and protecting your clients.

We have a regulatory compliance team of over 300+ experts based in the UK, the U.S., Europe, Middle East, Mauritius and across Asia.

$750B+

assets under administration

800+

funds under administration

Supporting 13 of the top 15 private equity firms

Advanced technology for compliance

Streamlined processes for increased efficiency

Technical services to meet your operational needs

 

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IQ-EQ provides high quality all-round service. In the 10+ years of our association with them, they have consistently proved to be reliable and capable of delivering high quality outputs and managing complex fund structures. We are proud to partner with them. Caspian Impact Investment
Working with IQ-EQ has been seamless – you and your team understand our business, advise us appropriately, and handle your side of our collective partnership so that we can focus on making good investment decisions. Evan Gibson SVP, Merchants Capital

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Interested in joining our team?

We are always on the lookout for passionate people that possess IQ and EQ to join our growing team.

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