We offer a comprehensive range of regulatory compliance services for regulated firms, from help with initial regulatory applications and authorisations, KYC and AML services, through development of suitable policies and procedures, to quarterly reporting and ongoing advice, and regulatory examination/inquiry support.
Our compliance consultants have extensive experience and will work with you to develop a long-term strategic partnership to power your success. The support we provide ranges from ad hoc requests to a seamless global package or fully outsourced managed compliance solution, depending on your specific needs.
Our goal is to provide the regulatory compliance expertise and guidance you need so that you can focus on what matters most – growing your business and protecting your clients.
We have a regulatory compliance team of over 300+ experts based in the UK, the U.S., Europe, Middle East, Africa and across Asia.
$950bn+
assets under administration
2,300+
funds under administration
Supporting 13 of the top 15 private equity firms
Advanced technology for compliance
Streamlined processes for increased efficiency
Technical services to meet your operational needs
Compliance consulting
We offer a comprehensive range of compliance consulting solutions for regulated firms, from help with initial regulatory applications and authorisations, through development of suitable policies and procedures, to quarterly reporting and ongoing advice.
Appointed Representatives (AR) regulatory hosting
Looking for a quick and efficient way to provide financial services in the UK? We are a leading provider of UK regulatory hosting solutions and AR services using our trusted regulated entities, G10 Capital and Sapia Partners.
Compliance SaaS
Simplify your compliance journey with our suite of intuitive and user-friendly SaaS platforms. Our tools are designed to help you effortlessly navigate the complexities of AML/KYC and regulatory compliance, ensuring that you stay on top of your compliance obligations.
AIFM services
We have well-established expertise and a strong track record in helping global asset managers access European investors, be it through our AIFM services or our third-party AIFM platforms in the UK, Luxembourg, Ireland and France.
Operational due diligence
Our operational due diligence (ODD) report services provide an independent review of a fund manager’s operations.
Get in touch
Rachel Aldridge
Managing Director, Regulatory & Compliance Solutions, UK
United Kingdom
Send email + 44 203 696 1302 Full profile
Andrew Shrimpton
Chair, UK Regulatory and Compliance Solutions, UK
United Kingdom
Send email +44 207 397 5469
Neil Synnott
Regional Chief Commercial Officer, APAC
Singapore
Send email +65 6955 1574 Full profile
Philippa Allen
Head of Sales, Regulatory Compliance, Strategic Relationships, EMEA, Japan & India
Hong Kong
Send email +852 31800480 Full profile
Yishan Lee
Managing Director, Regulatory Compliance, APAC
Singapore
Send email +65 6532 5746 Full profile
Kathy Malone
Head of Compliance and Regulatory Services, U.S.
United States
Send email +1 617 784 0486
IQ-EQ provides high quality all-round service. In the 10+ years of our association with them, they have consistently proved to be reliable and capable of delivering high quality outputs and managing complex fund structures. We are proud to partner with them. Caspian Impact Investment
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