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Compliance consulting

IQ-EQ offers a comprehensive range of compliance consulting solutions for regulated firms, from help with initial regulatory applications and authorisations, through development of suitable policies and procedures, to quarterly reporting and ongoing compliance advice.

Our compliance consultants have extensive experience and will work with you to develop a long-term strategic partnership to power your success. The support we provide ranges from ad hoc requests to a seamless global package or fully outsourced managed compliance solution, depending on your specific needs.

Our goal is to provide the regulatory compliance expertise and guidance you need so that you can focus on what matters most – growing your business and protecting your clients.

  • Access to deep topic expertise
  • Augmentation of internal resources without increasing fixed costs
  • Benchmarking to industry best practice
  • Increased investor confidence
  • Support during business change
  • Structured programme for standard ‘BAU’ tasks, e.g. training, regulatory reporting, monitoring, policies & procedures etc.

Trust IQ-EQ to help you navigate the ever-changing international regulatory landscape in line with your firm’s needs and obligations, providing diligent support tailored to you.

IQ-EQ is the best firm for our needs, they do a good job and they are cost effective for what they do. Michael Savinelli Vice President, Chief Tax Officer & Treasurer, ITT Inc

Compliance consulting FAQs


What does compliance consulting involve?

Compliance consulting is a service that helps businesses ensure they are following relevant laws and regulations. This can involve reviewing and updating policies and procedures, conducting risk assessments, and providing training for employees. Compliance consultants also help businesses stay up to date on new regulations and potential risks.

What can a regulatory compliance consulting firm like IQ-EQ do for me?

At IQ-EQ, we offer an intelligent compliance consulting service that generates industry-rated compliance documentation. Our team of experts can help businesses navigate complex regulations and develop effective compliance strategies.

Working with IQ-EQ has been seamless – you and your team understand our business, advise us appropriately, and handle your side of our collective partnership so that we can focus on making good investment decisions. Evan Gibson SVP, Merchants Capital

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