All services Fund and Asset Managers Private and Institutional Asset Owners Debt, Capital Markets and Corporate

MaxComply – Global AML services for an international law firm

14 Apr 2023

The client, their challenge

The client was looking for a solution for onboarding a global pool of ultra-high-net-worth (UHNW) and institutional investors for a $1.5bn capital raising in the U.S. within a very tight deadline of two weeks.

With a global investor base across multiple timezones, complex client structures and three parties involved in the collection, review, approval and sign-off of data, it was a challenge to bring all the required AML/KYC and legal expertise together in a single platform.

Our solution

We succeeded in providing a fully integrated AML solution in MaxComplyTM, with dedicated escalation structures and full reporting and audit trail. We also provided ongoing monitoring services to comply with global KYC/AML regulations. In addition, our tailored solution could be scaled for further capital raising.

Working with IQ-EQ has been seamless – you and your team understand our business, advise us appropriately, and handle your side of our collective partnership so that we can focus on making good investment decisions. Evan Gibson SVP, Merchants Capital

Get in touch with us today

We’re ready to listen.

Make an enquiry

Interested in joining our team?

We are always on the lookout for passionate people that possess IQ and EQ to join our growing team.

View job vacancies