The client, their challenge
The client was looking for a solution for onboarding a global pool of ultra-high-net-worth (UHNW) and institutional investors for a $1.5bn capital raising in the U.S. within a very tight deadline of two weeks.
With a global investor base across multiple timezones, complex client structures and three parties involved in the collection, review, approval and sign-off of data, it was a challenge to bring all the required AML/KYC and legal expertise together in a single platform.
We succeeded in providing a fully integrated AML solution in MaxComplyTM, with dedicated escalation structures and full reporting and audit trail. We also provided ongoing monitoring services to comply with global KYC/AML regulations. In addition, our tailored solution could be scaled for further capital raising.