Regulatory Compliance (UK)

Regcom

IQ-EQ offers a range of compliance consulting solutions for all FCA regulated firms, from authorisation services through to quarterly monitoring and ongoing advice.

Our team of dedicated compliance consultants have extensive experience and will work with you to develop a long-term strategic partnership to power your success.

We also offer operational and investment due diligence services to asset owners

Our solutions are tailored to meet your firm’s specific needs. Our goal is to provide the regulatory compliance expertise and guidance you need so that you can focus on what matters most – growing your business and protecting your clients.

our clients

Our UK team

Our UK team consists 30 specialist consultants with extensive knowledge of UK and EU regulatory initiatives. We recently acquired the UK Consulting business of Laven Compliance Ltd. which further enhances the strength of our team. 

We can steer you through the ever-changing regulatory environment in line with your firm’s needs and obligations, providing diligent support tailored to you.