Does your business need to register as a CPO and/or a CTA?
Our experienced team can help businesses determine whether their activities trigger registration requirements, and in which categories it (or any affiliate) must register. Our approach includes:
- Analysing the company's business model, strategies and growth goals
- Preparing and filing Form 7-R for the company, along with its application for NFA membership and Form 8-R for each associated person
- Preparing and filing any applicable exemption forms
- Drafting custom policies and procedures
- Onboarding, including training of all employees (complies with NFA ethics training requirements for associated persons)
