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We offer compliance solutions designed for financial institutions operating within the rigorous Swiss regulatory landscape. From establishing compliance frameworks to managing regulatory reporting, our services help ensure your firm’s compliance with FINMA standards and other global regulations while reducing operational burden.
Our compliance team combines deep expertise and local knowledge, working with you to build a long-term strategic partnership focused on achieving sustainable compliance. Whether you need support for specific tasks or a fully managed compliance service, we tailor our solutions to meet your unique regulatory needs.
- Access to extensive regulatory expertise tailored to Swiss and international standards
- Full compliance outsourcing to optimise efficiency and reduce fixed costs
- Industry benchmarking to strengthen your compliance framework
- Enhanced confidence for investors and stakeholders
- Comprehensive support for reporting, training, monitoring, and regulatory change
With us, you can trust that your compliance requirements are handled with diligence and precision, allowing you to focus on your business goals. Our solutions provide the regulatory foundation needed to protect your business and clients in an evolving landscape.
Compliance services FAQs
What types of compliance services does IQ-EQ offer in Switzerland?
IQ-EQ offers tailored solutions for financial institutions seeking compliance support. We work with you to design and implement frameworks that meet regulatory expectations, addressing everything from policy creation to ongoing compliance checks, so you can stay aligned with Swiss and global standards.
How can IQ-EQ’s compliance outsourcing benefit my business?
By fully outsourcing your compliance function to IQ-EQ, you can reduce operational overhead and focus on core activities. We manage all regulatory obligations, ensuring your business remains compliant with regulatory standards and global regulations. This comprehensive solution includes monitoring, reporting, and training to keep your team informed and aligned with compliance requirements.
Does IQ-EQ provide support for regulatory reporting and licensing?
Yes, IQ-EQ assists clients with mandatory regulatory reporting and supports firms requiring licensing or registration with FINMA. Our team prepares and submits all necessary documentation, including annual compliance reports, and guides you through the licensing process to ensure full regulatory compliance.
How does IQ-EQ support data protection compliance?
IQ-EQ helps you adhere to the Swiss Data Protection Law by implementing robust data protection strategies tailored to your organisation’s needs. Our data protection services safeguard client data and provide compliance assurance, enabling you to meet regulatory standards confidently.
What makes IQ-EQ a trusted compliance partner?
As a FINMA-licensed provider with a global network of experts, IQ-EQ combines deep local knowledge with cross-border regulatory expertise. Our technology-driven solutions, such as MaxComply and gVue, ensure real-time compliance monitoring and reporting, enhancing efficiency and reliability across your compliance operations.