Compliance training

Continuous Professional Training (CPT)

In today’s dynamic business landscape, staying compliant with regulations is paramount for success. The Securities and Futures Commission (SFC) in Hong Kong mandates Continuous Professional Training (CPT) for individuals working in the financial services industry who hold licences issued by the SFC.

Our experienced training team in Hong Kong ensures those individuals remain updated on the complex and evolving operating environment in the Asia Pacific (APAC) region. Our comprehensive training programs consist of customised in-person training and standardised online training options.

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We offer continuous professional training courses that are fully compliant with the mandatory training requirements of the SFC in Hong Kong. Our courses cover specific jurisdictions, anti-money laundering (AML) and counter-terrorist financing (CFT), ethical and conduct standards, regulatory capital, insurance, risk management, sales and suitability, market abuse and insider trading, ESG, financial crime and much more. To learn more about our training services, please contact us.

• One dedicated team
• Unrivalled technical experience
• Committed service delivery

• Deep regulatory expertise: we boast a team of over 80 compliance experts in the APAC region. We’re at the forefront of regulatory changes, proactively monitoring shifts in the regulatory landscape, ensuring compliance amidst regulatory evolution
• Global presence: Our regulatory compliance services cover various jurisdictions, providing clients with comprehensive solutions that align with international standards while considering local nuances
• Proven track record: Beyond regulatory compliance, we excel in broader fund and investor services, with an unrivalled offering to meet the administration, compliance and reporting needs. We provide clients with integrated solutions that cover the entire fund lifecycle
• Client-centric approach: We prioritise a client-centric approach. By recognising the unique needs of each client, we provide customised compliance solutions that ensure regulatory strategies align seamlessly with specific operational and strategic requirements

Contact us today to learn more about our comprehensive compliance services.