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Regulatory compliance services

As part of IQ-EQ, Agama specialises in regulatory compliance. We partner with your compliance team to develop and maintain a compliance programme tailored to your specific needs and objectives, functioning as an extension of your compliance staff.

Agama is one of the market leaders in France, providing essential regulatory compliance, internal control, and operations support to asset managers and funds across both liquid and alternative asset classes.

Our team of over 60 specialist consultants assists asset management and financial sector players with regulatory and operational aspects, considering both client development objectives and regulator expectations in the French and Luxembourg markets.

We’ve developed BELT Solutions, a RegTech SaaS solution supporting compliance officers within asset managers. BELT Solutions provides access to regulatory references, control sheets, reports, and updated systems. Users can map, assess, and control compliance risks. BELT Solutions clients include tier-one European asset managers, leaders in Private Equity, and prominent players in the Real Estate sector.

  • Comprehensive support in compliance and internal control
  • Management of licences (management companies, investment service providers, savings products)
  • Delegation of RCCI/RCSI functions
  • Compliance and acquisition audits
  • Advice and assistance with regulatory authority controls
  • Implementation of procedures, mappings, and registers
  • Regulatory monitoring and training (AML/CFT, market abuse, distribution, etc.)

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Working with IQ-EQ has been seamless – you and your team understand our business, advise us appropriately, and handle your side of our collective partnership so that we can focus on making good investment decisions. Evan Gibson SVP, Merchants Capital

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