Cybersecurity services

IQ-EQ U.S. provides comprehensive, end-to-end cybersecurity services designed to ensure compliance with regulatory requirements, privacy laws and industry best practices. Our multi-faceted offering utilizes a combination of centralized automation and advisory expertise to build effective cybersecurity programs with highly efficient and reliable execution.

Identification and buildout

  • Risk assessment – We evaluate the security of your cyber environment, identify weaknesses and gaps against regulatory obligations, and recommend improvements
  • Written information security policy – We develop and maintain cybersecurity policies and procedures tailored to your firm’s business operations, taking into account risk profile, regulatory requirements and industry standards
  • Incident response planning – We develop and maintain incident response plans, including breach event reporting and remedial advisory services
  • Vendor risk due diligence and monitoring – We provide basic due diligence and ongoing cyber risk monitoring of third-party vendors with data access (unlimited coverage)
  • Cybersecurity awareness training – We deliver interactive training, security alerts and continuing education designed for investment professionals
  • Cyber insurance assessment – We identify and assess risk of loss, with customized policies available upon request

Monitoring and detection

  • Device endpoint monitoring – We perform real-time scanning and compliance monitoring for all endpoints and connected networks, issuing ongoing alerts for policy and network failures. We use a centralized cybersecurity platform for consolidated compliance reporting and program management
  • Network vulnerability scanning and penetration testing – We conduct vulnerability scanning and external penetration testing to simulate real-world attacks, uncover exploitable vulnerabilities, and validate security controls
  • Phishing simulation – We distribute phishing attempts randomly to promote proper user behavior
  • Dark web monitoring – We perform ongoing scanning of the dark web for breaches and company domain activity

Response, recovery and review

  • Incident response testing – We generate and test policy documents to enhance organizational resilience
  • Annual program review – We conduct an annual review of your cybersecurity program and prepare enhancements as necessary
  • Support for operational due diligence requests and investor questionnaires
  • Customized, in-depth vendor due diligence and monitoring
  • Specialized technology due diligence, including bespoke assessments of artificial intelligence engines and other emerging tools
  • Drafting of customized, detailed reports and memoranda
  • Internal penetration testing to identify network vulnerabilities from within
  • Cloud cybersecurity assessments and consulting services
  • Microsoft 365 security reviews and related evaluations
  • Cybersecurity focused mock regulatory examinations
  • Bespoke cybersecurity training sessions
  • Advisory services related to privacy law compliance, including Regulation S-P
  • Business continuity plan tabletop exercise

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