Regulatory compliance services

Many investment professionals want to conduct regulated activities but don’t want the burden of building a full in-house compliance team. It can be even more complicated if you have limited compliance resources or a team lacking extensive experience.

We have a deep bench of global regulatory compliance expertise to meet the needs of asset managers worldwide. We help you stay compliant with industry best practices and regulatory requirements across relevant jurisdictions, including Mauritius’ Financial Services Commission (FSC), the Mauritius Institute of Professional Accountants (MIPA), and the Corporate and Business Registration Department (CBRD).

• Provision of centralised compliance to clients
• Act as a first line of defence function for internal operational compliance tasks, for example, Administrator Compliance Reports (ACRs), periodic reviews, screenings, bank transaction monitoring, and CDD review
• Provision of compliance officer services
• Provision of money laundering reporting officer (MLRO) and deputy money laundering reporting officer (DMLRO) services
• Provision of ad-hoc services such as designing AML/CFT framework, delivery of AML/CFT training, business risk assessment, customer risk assessment

• Operational compliance services
• Compliance officer services
• MLRO and DMLRO services

Strategically located in the Indian Ocean between Asia and Africa, Mauritius has forged a strong reputation as a premier destination for regulatory compliance, investor services, fund domiciliation and administration, serving as a unique springboard for international companies looking to do business in Africa and Asia.

We provide a complete full-service back-office outsourcing solution to help you manage compliance risks and administrative burdens as your business expands. With our support, your company can continue to grow while avoiding standard business bottlenecks. Our tailor-made solutions enable you to focus on your core activities, while retaining the entrepreneurial speed and agility needed to remain compliant.

Contact us today to learn more about how we can help you.

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