Senior Compliance Consultant

Job Description

As a Senior Compliance Consultant, you'll be the go-to expert for your clients, building strong relationships and leading various projects like AML initiatives, regulatory changes, and compliance reviews. You'll also mentor junior colleagues, helping them grow in their roles.

Your day-to-day will involve conducting compliance assessments, drafting and reviewing policies, and preparing reports to ensure everything meets regulatory standards. You'll be the first point of contact for a portfolio of firms, providing top-notch compliance support and addressing any feedback to keep your clients happy and compliant.

What You'll Do –

• Provide responsive and relevant regulatory advice and solutions.
• Update clients on regulatory changes and how it impacts their business.
• Draft manuals and other compliance documentation for clients.
• Set up relevant policies, procedures and working documentation for clients.
• Work with clients to devise bespoke risk-based monitoring programmes.
• Carry out regular compliance monitoring visits onsite with clients and subsequently write up working papers and compliance monitoring reports.
• Involvement in designing / running training courses.
• Build, manage and develop client relationships.
• Deliver all aspects of compliance program, including overseeing and reviewing the work of project team members.
• Actively contribute to building technical knowledge and compliance infrastructure on compliance matters relevant to clients
• Perform a broad scope of work during reviews of largest and most complex clients.
• Identify, manage and/or support projects and internal initiatives (e.g., draft articles for industry publications, participate in sales, conduct or oversee research).
• Support, and provide feedback to junior colleagues.