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Job Description
You will be part of IQ-EQ Regulatory Compliance’s Internal Audit and Project team, responsible for conducting internal audit engagements for clients (focusing on capital market services license holder
Tasks include:
- Obtain an understanding of the asset management and broader financial services industry and applicable regulatory requirements as well as industry best practices
- Appreciate risks associated with the clients’ business, internal controls and internal audit scope
- Execute audit fieldwork by performing design and operating effectiveness assessment, to identify and discuss potential gaps and enhancements
- Liaise and correspond with clients directly throughout the internal audit cycle
- Prepare audit follow-up information requests, and draft audit findings as well as internal audit report
- Participate in relevant company or industry initiatives and thought leadership
- Other ad-hoc support as assigned
Qualifications
- Bachelor’s Degree in Business, Accounting, Law and any other relevant degrees
- Experience in internal audit with financial institutions (e.g. regulated fund managers, Big 4 audit firms, MAS) will be an added advantage
- Proficient in English; proficiency in Mandarin is an added advantage to be able to communicate with mandarin speaking client.
- Meticulous and detailed-oriented
- Excellent communication and interpersonal skills
- Organised and self-disciplined;
- A team player with strong oral, written, and interpersonal communication skill
- Junior candidate will be consider at Associate level
Additional information
The shortlisted candidate will be working at Lymon office at One Raffles Quay.
At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.
Company description
IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.
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