Senior Associate/ Associate, Regulatory Compliance (Audit)

Job Description

  • Manage a portfolio of internal audit clients in the financial services sector
  • Assess the internal controls of these clients and make recommendations in line with the applicable MAS regulatory requirements and industry best practices
  • Ensure complete, accurate and timely audit findings and report is being reported to the client
  • Follow up on prior audit findings raised to ensure that it has been rectified
  • Manage resources and audit assignments
  • Participate in relevant company or industry initiatives and thought leadership
  • Other ad-hoc duties as the need arise


  • Bachelor’s Degree in Business, Accounting, Law and any other relevant degrees
  • Experience in internal audit with financial institutions (e.g. regulated fund managers, Big 4 audit firms, MAS) will be an added advantage
  • Proficient in English; proficiency in Mandarin is an added advantage to be able to communicate with mandarin speaking client.
  • Meticulous and detailed-oriented
  • Excellent communication and interpersonal skills
  • Organised and self-disciplined;
  • A team player with strong oral, written, and interpersonal communication skill

Additional information

The shortlisted candidate will be working at Lymon office at One Raffles Quay. 

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.

Company description

IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.

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