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Job Description
- Provide and deliver AML compliance consulting services to our clients
- Drafting of AML Policies & Procedures, including review and updating on a regular basis
- Liaise with Cayman Islands funds, Registered Persons, and Fund Administrators to review and prepare quarterly AML Compliance report for clients
- Conduct CDD/EDD onboarding and periodic reviews for clients and where necessary collect relevant CDD documents
- Conduct one-off and ongoing screening and maintain relevant master lists for screening clients
- As part of the AML team conduct AML Audits for relevant clients
- Prepare PowerPoint presentations for in-person AML trainings for Cayman Islands and Hong Kong clients
- Update and maintain regulatory update in respect of Cayman Islands fund & fund management business
- Prepare and draft Institutional Risk Assessments
- Write or edit / review client alerts / regulatory updates on matters pertaining to AML
- Provide an alternative four-eye review in the absence of the Manager
- Implementing and driving efficiency within the team, supervising tasks performed by team members
- Timely reply and follow-up with client enquiries and communication
- Co-operate with other relevant stakeholders including but not limited to the ongoing support teams, licensing and projects to ensure consistency of service to clients
- Stay up to date with new regulatory changes and developments to brief team members and clients on applicability
- Attend as far as possible corporate events when required by senior management and social events organized by the Group to assist with team building.
- Leading training of new and existing joiners, and other colleagues covering areas such as remediation projects, latest regulations, change in operational processes and refreshers as and when required.
- Perform any other ad hoc duties / projects as assigned by the Manager
Other
- Support the department as required within the confines of role.
- Undertake any additional reasonable duties or special projects as required by the firm.
Qualifications
- Bachelor’s Degree in any discipline
- Minimum of 5 years’ experience in a financial services AML role. Experiences relating to the fund management industry will be preferred.
- Good knowledge of Hong Kong and Cayman Islands AML rules and regulations
- Excellent organisation, prioritisation, and interpersonal skills.
- ‘Can do’ attitude, ability to cope with tight deadlines and working under pressure in a fast-paced environment.
- Candidates with the ability to speak, read and write Chinese will have an advantage due to business needs.
Additional information
At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.
Company description
IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.
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