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Job Description
- Be the main point of contact for clients in relation to Investor AML/KYC onboarding and ongoing monitoring reviews.
- Review and conduct source of funds & wealth corroboration of clients/investors in line with regulatory requirements.
- Familiar with AML/KYC requirements for individuals and different types of entities e.g. Private Companies, Limited Partnership, Financial Institutions, Trusts etc.
- Well-versed in Enhanced Due Diligence for high-risk cases including PEPs, Adverse Media, Sanctions, and other independent recommendations to mitigate identified risks.
- Track, Manage and provide oversight in a checker function to the support team to ensure the smooth production of reviews.
- Ensure client database is up to date and accurate in relevant software and systems used for the onboarding and ongoing monitoring stages of the lifecycle.
- Assist with external initiatives from time to time which include but are not limited to quality assurance, audit and/or regulatory inspections that clients will undergo.
- Provide guidance as subject matter expert internally and externally and act as a resource for junior team members.
- Conduct training for and alongside internal team members and external stakeholders as and when required.
- Contribute ideas and participate in transformation and change initiatives to drive continuous improvement to further enhance key deliverables.
- Stay up to date with new AML regulatory changes and developments to brief team members and clients on applicability
- Support the department as required within the confines of role.
- Undertake any additional reasonable duties as required the Firm.
Qualifications
- Bachelor’s degree in law, accounting or equivalent fields
- At least 4 years of relevant experience within a regulated fund or asset management environment, fund administrator or financial services provider.
- Good knowledge of Singapore and Hong Kong AML rules and regulations.
- Working knowledge of Cayman AML rules would be a plus
- Proficiency in English written and verbal communication
- Ability to work under pressure in a fast-paced environment
Desired Criteria:
- Professional Certifications in Anti-Money Laundering (such as ICA or ACAMS) is not mandatory but would be an advantage
- Some knowledge on Fund Administration would be helpful
Additional information
At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.
Company description
IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.
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