Manager, Regulatory Compliance

Job Description

The overall goal of the Risk & Compliance function is to protect the IQ EQ Group brand and to support the successful execution of the Group's business strategy through the delivery of an integrated compliance culture and programme across the Group. Risk & Compliance aims to support the IQ EQ and FNTC Boards of Directors and senior management to fulfil their statutory and regulatory obligations, by helping to ensure compliance with the laws, regulations, principles and codes established by our regulators.  The principal areas of focus are:

  • Embed a framework of risk and compliance processes across the cluster to ensure that all entities are operating effectively;
  • Perform relevant risk and control assessments across the Cluster entities;
  • Support Head of Risk & Compliance to identify and mitigate risks across the Cluster;
  • Lead second line oversight of client onboarding;
  • Timely and ongoing identification, assessment and communication of applicable regulatory requirements;
  • Development, where necessary, of local compliance policies and procedures;
  • Development, documentation, and maintenance of a system of controls reasonably designed to achieve compliance with applicable regulatory requirements;
  • Effective monitoring and oversight of day to day compliance activities throughout the Isle of Man Cluster;
  • Timely and accurate reporting to the relevant Board(s) and to Group on the overall status of risk and compliance across Isle of Man Cluster.


Risk, Compliance or Audit relevant professional qualifications or willing to work towards one 
Proven experience of risk identification and mitigation in financial services 
Knowledge of trust and corporate services business in Isle of Man
Understanding of risk management particularly risk and control assessment 
Knowledge of relevant Isle of Man Anti Money Laundering regulation
Ability to engage, challenge and influence Senior Management

Additional information

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.

Company description

IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.

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