Compliance Officer

Job Description


  • Understand applicable Acts, Regulations, Notices, Circulars, and Guidelines to address client’s queries
  • Tracking of work items and monthly calls
  • Drafting of compliance checklists and reports
  • Drafting of meeting minutes
  • Maintenance of compliance registers
  • Drafting of onboarding pack
  • Drafting and review of compliance documents
  • Assist with routine and ad-hoc administrative tasks

Skills Set

  • Highly discreet, organized, and meticulous
  • Professional conduct and handle sensitive information with the utmost confidentiality
  • Neat, and tidy
  • Team player



  • Minimum diploma in any discipline
  • 1-2 years of solid experience in Compliance or related functions.

Nice to have

  • Strong MS Office skills (especially Excel)
  • In-depth knowledge of the Asian industry’s standards and regulations experience is a plus.

Our current work set-up is Hybrid Work from Home wherein you need to be in the office at least 2 to 3 days a week and the rest is WFH. To qualify you must have a stable internet connection (DSL/Fiber with at least 25mbps).

Additional information

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.

Company description

IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.

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