Why work at IQ-EQ?
We power people and possibilities
Responsibilities (how we will measure success)
The overall goal of the Risk & Compliance function is to support the successful execution of IQ-EQ`s business strategy through the delivery of an integrated risk and compliance culture and programme; while protecting IQ-EQ`s brand and reputation. Risk & Compliance aims to support the Board of Directors and Senior Management to fulfil their statutory and regulatory obligations, by helping to ensure compliance with the laws, regulations, principles and codes established by the regulator.
Tasks (what does the role do on a day-to-day basis)
As a Manager of the Monitoring & Oversight activities for the Risk & Compliance department for IQ EQ (Luxembourg) S.A., you will be reporting to the Head of Risk & Compliance. You will contribute to the delivery of the compliance monitoring programme (CMP) defined by the Board of Directors or IQ EQ (Luxembourg) S.A. and in doing so, you will ensure the firms' compliance with its regulatory and legal obligations.
Providing clear direction to the 1st line of defense (1LOD) by producing reports related to the controls performed; supporting their closure of any gaps in the current operating state through agreed actions and deadlines. Supporting the local CCO and Group function in providing the positive assurance required under the CMP methodology.
Your role and responsibilities will consist of:
Key competencies for position and level (see Group Competency model)
Ensure compliance with applicable laws, service standard and agreed, operational and control policies and procedures processes.
Using your own judgement, bring to the attention of senior management any issues which you feel appropriate, in particular ensuring that concerns and identified risks are reported in a timely and effective manner.
Key behaviours we expect to see
In addition to demonstrating our Group Values (Authentic, Bold, and Collaborative), the role holder will be expected to demonstrate the following:
Requirements
At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.
IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.
We power people and possibilities
Everything you need to know