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Job Description
The Compliance & Asset Management Officer provides support to the whole Agama Advisors team and has the following responsibilities:
- Participate to compliance, AML-CFT and internal audit missions for our clients
- Drafting or updating regulatory documentation or compliance policies for management companies/AIFM, investment funds and financial sector professionals
- Assisting in the preparation of periodic regulatory reports
- Participation in the preparation of AML/CFT training materials
- Participation in the firm's client acceptance and monitoring process
- Monitoring name screening alerts on our internal automatic tool
- Carrying out a regulatory watch to be shared internally and with our clients
Qualifications
Qualifications
- University degree/Business school in law, finance, compliance
- At least 2 years’ experience in the financial services sector in the Compliance functions
- Proficient in the Office package (Word, Excel, PowerPoint)
- Perfect command of English (oral and written)
Additional information
At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.
Company description
Agama Advisors is a human-scale consulting firm, part of the Agama Group and the international IQ-EQ Group, providing regulatory and compliance assistance, internal control and advisory services to asset managers, investment funds and financial sector professionals in Luxembourg.
At Agama Advisors, based on a solid knowledge of the asset management business and of the Luxembourg and European service providers, we assist our clients in regulatory, compliance, internal control and internal audit engagements.
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