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Job Description
- Set up the compliance function for clients who are MAS-regulated, including design of compliance manual and monitoring program tailored to the client’s business circumstances
- Advise clients on ongoing regulatory compliance requirements and be responsible for clients’ requests for advice and assistance on regulatory compliance related matters
- Execute ad-hoc projects for clients (including revision of compliance policies and procedures, applications to MAS )
- Provide regulatory updates to clients periodically
- Prepare/review regulatory reporting and surveys based on MAS’ risk-based capital requirements and other relevant regulations.
Qualifications
- At least 1 to 2 years of relevant experience in regulatory compliance, internal/ external audit or legal functions in the financial services industry. Junior candidate will be considered at Associate level
- Candidate with broad knowledge of the Securities and Futures Act and MAS Notices and Guidelines for Singapore fund management companies preferred
- Able to manage multiple stakeholders including clients, senior management, team lead and associates
- Candidates who are positive, proactive and fast learners will be highly desired
- High proficiency in spoken and written English (Mandarin is a plus)
Additional information
At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.
What we offer
- Comprehensive remuneration and pension: motivating financial packages based upon market rates for your role and is proportionate to your qualifications, level of experiences and skills profile
- Wellbeing: additional social benefits such as private health and dental cover, life assurance and etc
- Annual leave: our employees are entitled to 25 days paid leave plus all statutory public holidays
- Maternity and paternity leave, education leave and etc
- Flexible working: we recognise the value of working flexibly and want to ensure all employees enjoy an excellent work-life blend. As such, we are open to conversations with employees related to setting up flexible working arrangements
Company description
IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.
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