Newcastle upon Tyne, United Kingdom

Compliance Consultant

Full-time / part-time
Client Services
Neville Street
Newcastle upon Tyne
United Kingdom

Job description

The Compliance Consultant will successfully support a portfolio of Firms providing ongoing compliance support and undertake regular client monitoring and advisory meetings to ensure positive client feedback.

Day to day:

  • Responsive regulatory advice and solutions
  • Updating clients on regulatory changes and how it impacts their business
  • Drafting manuals and other compliance documentation for clients
  • Setting up relevant policies, procedures and working documentation for clients
  • Working with clients to devise their risk-based monitoring programmes
  • Carrying out regular compliance monitoring visits onsite with clients, and subsequently writing up working papers and compliance monitoring report Involvement in designing / running training courses
  • Building / developing client relationships

Key competencies for position and level 

  • Developing process
  • Time Management
  • Attention to detail
  • Strong communication skills, written and verbal


  •  Bachelors degree / CISI Diploma preferred
  • Excellent working knowledge of FCA regulations especially with regard to AIFM and MiFiD Managers as well as an understanding of Private Equity Management;
  • Proven track record of delivering client monitoring and advisory work, gained in house or within an consultancy environment;
  • Ability to implement solutions to address the regulatory requirements of the client;
  • Excellent communication skills, keen and enthusiastic approach to client support.

Additional information

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.

Company description

IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.

Apply now

To apply, please enter your details into the below form. If you experience any issues with this form, please click here to apply via our provider SmartRecruiters directly.

Allowed document formats are PDF, Word, RTF, JPG or PNG. Maximum file size 2MB.
Do you have the right to work in the location of the vacancy?

If you haven't uploaded a CV, please detail your experience and education.