Newcastle upon Tyne, United Kingdom

Compliance Consultant

Full-time / part-time
Full-time
Level
Associate
Department
Client Services
Address
Neville Street
Newcastle upon Tyne
NE1
United Kingdom

Job description

The Compliance Consultant will successfully support a portfolio of Firms providing ongoing compliance support and undertake regular client monitoring and advisory meetings to ensure positive client feedback.

Day to day:

  • Responsive regulatory advice and solutions
  • Updating clients on regulatory changes and how it impacts their business
  • Drafting manuals and other compliance documentation for clients
  • Setting up relevant policies, procedures and working documentation for clients
  • Working with clients to devise their risk-based monitoring programmes
  • Carrying out regular compliance monitoring visits onsite with clients, and subsequently writing up working papers and compliance monitoring report Involvement in designing / running training courses
  • Building / developing client relationships

Key competencies for position and level 

  • Developing process
  • Time Management
  • Attention to detail
  • Strong communication skills, written and verbal

Qualifications

  •  Bachelors degree / CISI Diploma preferred
  • Excellent working knowledge of FCA regulations especially with regard to AIFM and MiFiD Managers as well as an understanding of Private Equity Management;
  • Proven track record of delivering client monitoring and advisory work, gained in house or within an consultancy environment;
  • Ability to implement solutions to address the regulatory requirements of the client;
  • Excellent communication skills, keen and enthusiastic approach to client support.

Additional information

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.

Company description

IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.

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