{"id":171,"date":"2023-02-13T11:46:12","date_gmt":"2023-02-13T11:46:12","guid":{"rendered":"https:\/\/iqeq1.local:33771\/?post_type=service&#038;p=171"},"modified":"2024-04-30T15:06:56","modified_gmt":"2024-04-30T15:06:56","slug":"regulatory-compliance-services","status":"publish","type":"service","link":"https:\/\/iqeq.com\/services\/regulatory-compliance-services\/","title":{"rendered":"Regulatory compliance services"},"content":{"rendered":"<section class=\"sidebar-anchor\">\n    <div class=\"container\">\n                    <p\n                class=\"pre-header pre-header--purple\"\n                id=\"overview\"\n            >\n                Overview            <\/p>\n            <\/div>\n<\/section>\n\n<section class=\"text-block standard-spacing  \">\n    <div class=\"container fade-in\">\n        <h3 style=\"text-align: left\">We know that many investment professionals wish to conduct regulated activities but don\u2019t necessarily want the burden of building a full in-house compliance team, especially those with limited compliance resources or a team lacking extensive experience. That\u2019s where IQ-EQ has a deep bench of global regulatory compliance expertise to meet the needs of asset managers worldwide.<\/h3>\n<p style=\"text-align: left\">In today&#8217;s highly regulated financial services landscape, we help you stay compliant with industry best practices and regulatory requirements across relevant jurisdictions, including those of:<\/p>\n<ul style=\"text-align: left\">\n<li>The UK\u2019s Financial Conduct Authority (FCA), as well as far-reaching EU regulations such as the Alternative Investment Fund Managers Directive (AIFMD) and the Sustainable Finance Disclosure Regulation (SFDR)<\/li>\n<li>The U.S. Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), Commodity Futures Trading Commission (CFTC) and National Futures Association (NFA)<\/li>\n<li>In Asia, the Monetary Authority of Singapore (MAS), Hong Kong Monetary Authority (HKMA) and Securities and Futures Commission (SFC)<\/li>\n<\/ul>\n<p style=\"text-align: left\">For firms that are already regulated, our compliance support includes BAU compliance tasks, ongoing advisory support, secondments and project work. For firms not yet regulated, we can project manage the process of gaining the relevant registrations, authorisations and licences.<\/p>\n<p style=\"text-align: left\">We also offer AIFM services and third-party AIF ManCo platforms in the UK, Luxembourg, Ireland and France, as well as regulatory hosting for unregulated UK firms under the FCA\u2019s Appointed Representatives regime.<\/p>\n<p style=\"text-align: left\">What\u2019s more, our compliance services are underpinned by proprietary, market-leading onboarding, risk and compliance software platforms: MaxComply<sup>TM<\/sup> and gVue.<\/p>\n<p style=\"text-align: center\"><a class=\"btn btn--mint\" href=\"https:\/\/iqeq.foleon.com\/brochure\/compliance-consulting-solutions\/\" target=\"_blank\" rel=\"noopener\">COMPLIANCE CONSULTING SOLUTIONS BROCHURE<\/a><\/p>\n            <\/div>\n<\/section>\n\n<section class=\"service-boxes\">\n    <div class=\"container\">\n                <div class=\"boxes\">\n                            <div class=\"box box--purple\">\n                                            <p class=\"title\">$750B+<\/p>\n                                        <p>assets under administration<\/p>\n                <\/div>\n                            <div class=\"box box--purple\">\n                                            <p class=\"title\">800+<\/p>\n                                        <p>funds under administration<\/p>\n                <\/div>\n                            <div class=\"box box--purple\">\n                                        <p>Supporting <strong>11 of the top 15<\/strong> private equity firms<\/p>\n                <\/div>\n                            <div class=\"box box--purple\">\n                                        <p><strong>Advanced technology<\/strong> for compliance<\/p>\n                <\/div>\n                            <div class=\"box box--purple\">\n                                        <p>Streamlined processes for <strong>increased efficiency<\/strong><\/p>\n                <\/div>\n                            <div class=\"box box--purple\">\n                                        <p><strong>Technical services<\/strong> to meet your operational needs<\/p>\n<p>&nbsp;<\/p>\n                <\/div>\n                    <\/div>\n            <\/div>\n<\/section>\n\n<section class=\"sidebar-anchor\">\n    <div class=\"container\">\n                    <p\n                class=\"pre-header pre-header--purple\"\n                id=\"key-services\"\n            >\n                Key Services            <\/p>\n            <\/div>\n<\/section>\n\n<section class=\"key-services standard-spacing\">\n    <div class=\"container\">\n                    <h2>Key services<\/h2>\n                <div class=\"services row-load\">\n                            <a href=\"https:\/\/iqeq.com\/services\/compliance-consulting\/\" class=\"service-box\">\n                    <div class=\"title\">\n                        <img width=\"62\" height=\"62\" class=\"attachment-key_services size-key_services lozad\" alt=\"\" sizes=\"(max-width: 62px) 100vw, 62px\" data-src=\"https:\/\/iqeq.com\/wp-content\/uploads\/2023\/03\/PFB-RegCom-Services-56-62x62.png\" \/>                        <h4>Compliance consulting<\/h4>\n                        <div class=\"arrow\"><\/div>\n                    <\/div>\n                    <p>IQ-EQ offers a comprehensive range of compliance consulting solutions for regulated firms, from help with initial regulatory applications and authorisations, through development of suitable policies and procedures, to quarterly reporting and ongoing advice.<\/p>\n                <\/a>\n                            <a href=\"https:\/\/iqeq.com\/services\/appointed-representative\/\" class=\"service-box\">\n                    <div class=\"title\">\n                        <img width=\"62\" height=\"62\" class=\"attachment-key_services size-key_services lozad\" alt=\"\" sizes=\"(max-width: 62px) 100vw, 62px\" data-src=\"https:\/\/iqeq.com\/wp-content\/uploads\/2023\/03\/PFB-RegCom-Services-56-62x62.png\" \/>                        <h4>Appointed Representatives (AR) regulatory hosting <\/h4>\n                        <div class=\"arrow\"><\/div>\n                    <\/div>\n                    <p>Looking for a quick and efficient way to provide financial services in the UK? IQ-EQ is a leading provider of UK regulatory hosting solutions and AR services using our trusted regulated entities, G10 Capital and Sapia Partners. <\/p>\n                <\/a>\n                            <a href=\"https:\/\/iqeq.com\/services\/compliance-saas\/\" class=\"service-box\">\n                    <div class=\"title\">\n                        <img width=\"62\" height=\"62\" class=\"attachment-key_services size-key_services lozad\" alt=\"\" sizes=\"(max-width: 62px) 100vw, 62px\" data-src=\"https:\/\/iqeq.com\/wp-content\/uploads\/2023\/03\/PFB-RegCom-Services-56-62x62.png\" \/>                        <h4>Compliance SaaS<\/h4>\n                        <div class=\"arrow\"><\/div>\n                    <\/div>\n                    <p>Simplify your compliance journey with our suite of intuitive and user-friendly SaaS platforms. Our tools are designed to help you effortlessly navigate the complexities of AML\/KYC and regulatory compliance, ensuring that you stay on top of your compliance obligations.<\/p>\n                <\/a>\n                            <a href=\"https:\/\/iqeq.com\/services\/aifm-services-depositary-services\/\" class=\"service-box\">\n                    <div class=\"title\">\n                        <img width=\"62\" height=\"62\" class=\"attachment-key_services size-key_services lozad\" alt=\"\" sizes=\"(max-width: 62px) 100vw, 62px\" data-src=\"https:\/\/iqeq.com\/wp-content\/uploads\/2023\/03\/PFB-RegCom-Services-56-62x62.png\" \/>                        <h4>AIFM services<\/h4>\n                        <div class=\"arrow\"><\/div>\n                    <\/div>\n                    <p>IQ-EQ has well-established expertise and a strong track record in helping global asset managers access European investors, be it through our AIFM services or our third-party AIFM platforms in the UK, Luxembourg, Ireland and France.<\/p>\n                <\/a>\n                    <\/div>\n            <\/div>\n<\/section>\n\n<section class=\"sidebar-anchor\">\n    <div class=\"container\">\n                    <h2 id=\"key-contacts\">Key contacts<\/h2>\n            <\/div>\n<\/section>\n\n<section class=\"related-section related-section--people related-section--centered standard-spacing\">\n    <div class=\"container\">\n                <div class=\"cards row-load\">\n            <div class=\"person-card\">\n            <div class=\"bg-img lozad normal\">\n            <img width=\"290\" height=\"192\" class=\"attachment-person_card size-person_card lozad\" alt=\"\" data-src=\"https:\/\/iqeq.com\/wp-content\/uploads\/2023\/04\/Rachel-Aldridge-Formal-grey-290x192.png\" \/>        <\/div>\n        <div class=\"bg-img lozad hover\">\n            <img width=\"290\" height=\"192\" class=\"attachment-person_card size-person_card lozad\" alt=\"\" data-src=\"https:\/\/iqeq.com\/wp-content\/uploads\/2023\/04\/Rachel-Aldridge-Informal-green-290x192.png\" \/>        <\/div>\n        <div class=\"info\">\n                    <h3>Rachel Aldridge<\/h3>\n                <p class=\"job-title\">Managing Director, Regulatory &amp; Compliance Solutions, UK<\/p>\n        <div class=\"border\"><\/div>\n                    <p class=\"location\">United Kingdom<\/p>\n                <a href=\"#contact-person\" class=\"link link--deepgray email\">\n            Send email        <\/a>\n                    <a href=\"tel:+442036961302\" class=\"link telephone\">\n                + 44 203 696 1302            <\/a>\n                                    <div class=\"socials\">\n                <a href=\"https:\/\/www.linkedin.com\/in\/rachel-aldridge\/\" class=\"linkedin\">\n                    <span class=\"screen-reader-text\">LinkedIn<\/span>\n                <\/a>\n            <\/div>\n            <\/div>\n<\/div><div class=\"person-card\">\n            <div class=\"bg-img lozad normal\">\n            <img width=\"290\" height=\"192\" class=\"attachment-person_card size-person_card lozad\" alt=\"\" data-src=\"https:\/\/iqeq.com\/wp-content\/uploads\/2023\/04\/Andrew-Shrimpton-Grey--290x192.jpg\" \/>        <\/div>\n        <div class=\"bg-img lozad hover\">\n            <img width=\"290\" height=\"192\" class=\"attachment-person_card size-person_card lozad\" alt=\"\" data-src=\"https:\/\/iqeq.com\/wp-content\/uploads\/2023\/04\/Andrew-Shrimpton-Green--290x192.jpg\" \/>        <\/div>\n        <div class=\"info\">\n                    <h3>Andrew Shrimpton<\/h3>\n                <p class=\"job-title\">Chair, UK Regulatory and Compliance Solutions, UK<\/p>\n        <div class=\"border\"><\/div>\n                    <p class=\"location\">United Kingdom<\/p>\n                <a href=\"#contact-person\" class=\"link link--deepgray email\">\n            Send email        <\/a>\n                    <a href=\"tel:+442073975469\" class=\"link telephone\">\n                +44 207 397 5469            <\/a>\n                            <\/div>\n<\/div><div class=\"person-card\">\n            <div class=\"bg-img lozad normal\">\n            <img width=\"290\" height=\"190\" class=\"attachment-person_card size-person_card lozad\" alt=\"\" sizes=\"(max-width: 290px) 100vw, 290px\" data-src=\"https:\/\/iqeq.com\/wp-content\/uploads\/2023\/04\/Neil-Synott-Formal-Grey.png\" \/>        <\/div>\n        <div class=\"bg-img lozad hover\">\n            <img width=\"290\" height=\"190\" class=\"attachment-person_card size-person_card lozad\" alt=\"\" sizes=\"(max-width: 290px) 100vw, 290px\" data-src=\"https:\/\/iqeq.com\/wp-content\/uploads\/2023\/04\/Neil-Synott-Informal-Green-2024.png\" \/>        <\/div>\n        <div class=\"info\">\n                    <h3>Neil Synnott<\/h3>\n                <p class=\"job-title\">Chief Commercial Officer, Asia<\/p>\n        <div class=\"border\"><\/div>\n                    <p class=\"location\">Singapore<\/p>\n                <a href=\"#contact-person\" class=\"link link--deepgray email\">\n            Send email        <\/a>\n                    <a href=\"tel:+6569551574\" class=\"link telephone\">\n                 +65 6955 1574            <\/a>\n                                    <div class=\"socials\">\n                <a href=\"https:\/\/www.linkedin.com\/in\/neil-synnott-21796a26\/\" class=\"linkedin\">\n                    <span class=\"screen-reader-text\">LinkedIn<\/span>\n                <\/a>\n            <\/div>\n            <\/div>\n<\/div><div class=\"person-card\">\n            <div class=\"bg-img lozad normal\">\n            <img width=\"290\" height=\"190\" class=\"attachment-person_card size-person_card lozad\" alt=\"\" sizes=\"(max-width: 290px) 100vw, 290px\" data-src=\"https:\/\/iqeq.com\/wp-content\/uploads\/2023\/10\/Philippa-Allen-Formal-Grey.png\" \/>        <\/div>\n        <div class=\"bg-img lozad hover\">\n            <img width=\"290\" height=\"190\" class=\"attachment-person_card size-person_card lozad\" alt=\"\" sizes=\"(max-width: 290px) 100vw, 290px\" data-src=\"https:\/\/iqeq.com\/wp-content\/uploads\/2023\/10\/Philippa-Allen-Informal-Green.png\" \/>        <\/div>\n        <div class=\"info\">\n                    <h3>Philippa Allen<\/h3>\n                <p class=\"job-title\">Managing Director, Regulatory Compliance, Asia, Hong Kong<\/p>\n        <div class=\"border\"><\/div>\n                    <p class=\"location\">Hong Kong<\/p>\n                <a href=\"#contact-person\" class=\"link link--deepgray email\">\n            Send email        <\/a>\n                    <a href=\"tel:+85231800480\" class=\"link telephone\">\n                +852 31800480            <\/a>\n                                    <div class=\"socials\">\n                <a href=\"https:\/\/www.linkedin.com\/in\/complianceasia\/\" class=\"linkedin\">\n                    <span class=\"screen-reader-text\">LinkedIn<\/span>\n                <\/a>\n            <\/div>\n            <\/div>\n<\/div><div class=\"person-card\">\n            <div class=\"bg-img lozad normal\">\n            <img width=\"290\" height=\"190\" class=\"attachment-person_card size-person_card lozad\" alt=\"\" sizes=\"(max-width: 290px) 100vw, 290px\" data-src=\"https:\/\/iqeq.com\/wp-content\/uploads\/2023\/10\/Yishan-Lee-Formal-Grey.png\" \/>        <\/div>\n        <div class=\"bg-img lozad hover\">\n            <img width=\"290\" height=\"190\" class=\"attachment-person_card size-person_card lozad\" alt=\"\" sizes=\"(max-width: 290px) 100vw, 290px\" data-src=\"https:\/\/iqeq.com\/wp-content\/uploads\/2023\/10\/Yishan-Lee-Informal-Green.png\" \/>        <\/div>\n        <div class=\"info\">\n                    <h3>Yishan Lee<\/h3>\n                <p class=\"job-title\">Managing Director, Regulatory Compliance, Singapore<\/p>\n        <div class=\"border\"><\/div>\n                    <p class=\"location\">Singapore<\/p>\n                <a href=\"#contact-person\" class=\"link link--deepgray email\">\n            Send email        <\/a>\n                    <a href=\"tel:+6569551707\" class=\"link telephone\">\n                +65 6955 1707            <\/a>\n                                    <div class=\"socials\">\n                <a href=\"https:\/\/www.linkedin.com\/in\/yishan-lee-a1429222\/\" class=\"linkedin\">\n                    <span class=\"screen-reader-text\">LinkedIn<\/span>\n                <\/a>\n            <\/div>\n            <\/div>\n<\/div><div class=\"person-card\">\n            <div class=\"bg-img lozad normal\">\n            <img width=\"290\" height=\"192\" class=\"attachment-person_card size-person_card lozad\" alt=\"\" data-src=\"https:\/\/iqeq.com\/wp-content\/uploads\/2023\/04\/Steven-Graham-Formal-Grey-290x192.jpg\" \/>        <\/div>\n        <div class=\"bg-img lozad hover\">\n            <img width=\"290\" height=\"192\" class=\"attachment-person_card size-person_card lozad\" alt=\"\" data-src=\"https:\/\/iqeq.com\/wp-content\/uploads\/2023\/04\/Steven-Graham-informal-Green-290x192.jpg\" \/>        <\/div>\n        <div class=\"info\">\n                    <h3>Steven Graham<\/h3>\n                <p class=\"job-title\">Chair, Regulatory Compliance Services, U.S.<\/p>\n        <div class=\"border\"><\/div>\n                    <p class=\"location\">United States<\/p>\n                <a href=\"#contact-person\" class=\"link link--deepgray email\">\n            Send email        <\/a>\n                    <a href=\"tel:+14696468383\" class=\"link telephone\">\n                +1 469 646 8383            <\/a>\n                                    <div class=\"socials\">\n                <a href=\"https:\/\/www.linkedin.com\/in\/stevenjamesgraham\/\" class=\"linkedin\">\n                    <span class=\"screen-reader-text\">LinkedIn<\/span>\n                <\/a>\n            <\/div>\n            <\/div>\n<\/div><div class=\"person-card\">\n            <div class=\"bg-img lozad normal\">\n            <img width=\"290\" height=\"192\" class=\"attachment-person_card size-person_card lozad\" alt=\"\" data-src=\"https:\/\/iqeq.com\/wp-content\/uploads\/2023\/04\/Sean-Wilke-Formal-Grey_0-290x192.png\" \/>        <\/div>\n        <div class=\"bg-img lozad hover\">\n            <img width=\"290\" height=\"192\" class=\"attachment-person_card size-person_card lozad\" alt=\"\" data-src=\"https:\/\/iqeq.com\/wp-content\/uploads\/2023\/04\/Sean-Wilke-Informal-Green-290x192.png\" \/>        <\/div>\n        <div class=\"info\">\n                    <h3>Sean Wilke<\/h3>\n                <p class=\"job-title\">Senior Managing Director, Head of Growth Strategy<\/p>\n        <div class=\"border\"><\/div>\n                    <p class=\"location\">United States<\/p>\n                <a href=\"#contact-person\" class=\"link link--deepgray email\">\n            Send email        <\/a>\n                    <a href=\"tel:+16464534298\" class=\"link telephone\">\n                +1 646 453 4298            <\/a>\n                                    <div class=\"socials\">\n                <a href=\"https:\/\/www.linkedin.com\/in\/seanrwilke\/\" class=\"linkedin\">\n                    <span class=\"screen-reader-text\">LinkedIn<\/span>\n                <\/a>\n            <\/div>\n            <\/div>\n<\/div><div class=\"person-card\">\n            <div class=\"bg-img lozad normal\">\n            <img width=\"290\" height=\"192\" class=\"attachment-person_card size-person_card lozad\" alt=\"\" data-src=\"https:\/\/iqeq.com\/wp-content\/uploads\/2023\/04\/Kathy-Malone-Formal-Grey-290x192.png\" \/>        <\/div>\n        <div class=\"bg-img lozad hover\">\n            <img width=\"290\" height=\"192\" class=\"attachment-person_card size-person_card lozad\" alt=\"\" data-src=\"https:\/\/iqeq.com\/wp-content\/uploads\/2023\/04\/Kathy-Malone-informal-Green-290x192.png\" \/>        <\/div>\n        <div class=\"info\">\n                    <h3>Kathy Malone<\/h3>\n                <p class=\"job-title\">Head of Compliance and Regulatory Services, U.S.<\/p>\n        <div class=\"border\"><\/div>\n                    <p class=\"location\">United States<\/p>\n                <a href=\"#contact-person\" class=\"link link--deepgray email\">\n            Send email        <\/a>\n                    <a href=\"tel:+16177840486\" class=\"link telephone\">\n                +1 617 784 0486            <\/a>\n                                    <div class=\"socials\">\n                <a href=\"https:\/\/www.linkedin.com\/in\/kathy-malone-4819727\/\" class=\"linkedin\">\n                    <span class=\"screen-reader-text\">LinkedIn<\/span>\n                <\/a>\n            <\/div>\n            <\/div>\n<\/div>        <\/div>\n        <div class=\"button-wrapper\">\n                    <\/div>\n    <\/div>\n<\/section>\n\n<section class=\"services-accordion standard-spacing services-accordion--accordion\">\n    <div class=\"container\">\n                    <h2>All services<\/h2>\n                            <div class=\"accordion row-load\">\n                                    <div class=\"accordion-item\">\n                        <div class=\"title\">\n                            <p>AIFM Services \/ Depositary Services<\/p>\n                            <div class=\"toggle\"><\/div>\n                        <\/div>\n                        <div class=\"expanded\">\n                            <div class=\"button-wrapper inner\">\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/luxembourg-aifm\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Luxembourg AIFM                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/aifm-services-depositary-services\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Alternative investment fund manager (AIFM) services                                    <\/a>\n                                                            <\/div>\n                        <\/div>\n                    <\/div>\n                                    <div class=\"accordion-item\">\n                        <div class=\"title\">\n                            <p>Accounting &amp; Administration<\/p>\n                            <div class=\"toggle\"><\/div>\n                        <\/div>\n                        <div class=\"expanded\">\n                            <div class=\"button-wrapper inner\">\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/aml\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Anti-money laundering services                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/transfer-agency\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Transfer agency services                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/fund-administration-open-ended-hedge-hybrid\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Hedge and hybrid fund administration services                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/accounting-administration\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Accounting and administration                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/trust-foundation-administration\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Foundation and trust administration services                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/kyc\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Know your customer services                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/fund-administration-closed-ended\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Closed-ended fund administration services                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/hybrid-funds\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Hybrid funds                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/hedge\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Hedge                                    <\/a>\n                                                            <\/div>\n                        <\/div>\n                    <\/div>\n                                    <div class=\"accordion-item\">\n                        <div class=\"title\">\n                            <p>Asset management<\/p>\n                            <div class=\"toggle\"><\/div>\n                        <\/div>\n                        <div class=\"expanded\">\n                            <div class=\"button-wrapper inner\">\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/execution-and-portfolio-management-services\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Execution and portfolio management services                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/fund-asset-managers\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Fund and Asset Managers                                    <\/a>\n                                                            <\/div>\n                        <\/div>\n                    <\/div>\n                                    <div class=\"accordion-item\">\n                        <div class=\"title\">\n                            <p>Asset servicing<\/p>\n                            <div class=\"toggle\"><\/div>\n                        <\/div>\n                        <div class=\"expanded\">\n                            <div class=\"button-wrapper inner\">\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/fiducie\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Fiducie services                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/asset-servicing\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Asset servicing                                    <\/a>\n                                                            <\/div>\n                        <\/div>\n                    <\/div>\n                                    <div class=\"accordion-item\">\n                        <div class=\"title\">\n                            <p>Capital Markets<\/p>\n                            <div class=\"toggle\"><\/div>\n                        <\/div>\n                        <div class=\"expanded\">\n                            <div class=\"button-wrapper inner\">\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/global-private-debt-and-desk\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Global private debt and credit desk                                    <\/a>\n                                                            <\/div>\n                        <\/div>\n                    <\/div>\n                                    <div class=\"accordion-item\">\n                        <div class=\"title\">\n                            <p>ESG<\/p>\n                            <div class=\"toggle\"><\/div>\n                        <\/div>\n                        <div class=\"expanded\">\n                            <div class=\"button-wrapper inner\">\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/esg-reporting\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        ESG reporting                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/esg-data-collection\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        ESG data collection                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/esg-services\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        ESG services                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/esg-data-strategy\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        ESG data strategy                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/esg-set-up\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        ESG set-up services                                    <\/a>\n                                                            <\/div>\n                        <\/div>\n                    <\/div>\n                                    <div class=\"accordion-item\">\n                        <div class=\"title\">\n                            <p>Fund operations &amp; middle office services<\/p>\n                            <div class=\"toggle\"><\/div>\n                        <\/div>\n                        <div class=\"expanded\">\n                            <div class=\"button-wrapper inner\">\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/launchpad\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Launchpad                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/accounting-administration\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Accounting and administration                                    <\/a>\n                                                            <\/div>\n                        <\/div>\n                    <\/div>\n                                    <div class=\"accordion-item\">\n                        <div class=\"title\">\n                            <p>Investor Solutions<\/p>\n                            <div class=\"toggle\"><\/div>\n                        <\/div>\n                        <div class=\"expanded\">\n                            <div class=\"button-wrapper inner\">\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/asset-owner-solutions\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Asset owner solutions                                    <\/a>\n                                                            <\/div>\n                        <\/div>\n                    <\/div>\n                                    <div class=\"accordion-item\">\n                        <div class=\"title\">\n                            <p>Outsourcing<\/p>\n                            <div class=\"toggle\"><\/div>\n                        <\/div>\n                        <div class=\"expanded\">\n                            <div class=\"button-wrapper inner\">\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/cfo-services\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        CFO services                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/accounting-administration\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Accounting and administration                                    <\/a>\n                                                            <\/div>\n                        <\/div>\n                    <\/div>\n                                    <div class=\"accordion-item\">\n                        <div class=\"title\">\n                            <p>Regulatory &amp; Compliance Services<\/p>\n                            <div class=\"toggle\"><\/div>\n                        <\/div>\n                        <div class=\"expanded\">\n                            <div class=\"button-wrapper inner\">\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/compliance-consulting-asia\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Compliance consulting Asia                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/compliance-consulting-u-s\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Compliance consulting U.S.                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/compliance-consulting-uk\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Compliance consulting UK                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/aml\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Anti-money laundering services                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/gvue\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        gVue                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/appointed-representative\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Appointed representative (AR) regulatory hosting                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/compliance-saas\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Compliance SaaS                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/compliance-consulting\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Compliance consulting                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/maxcomply\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        MaxComply\u2122                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/regulatory-compliance-services\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Regulatory compliance services                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/accounting-administration\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Accounting and administration                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/kyc\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Know your customer services                                    <\/a>\n                                                            <\/div>\n                        <\/div>\n                    <\/div>\n                                    <div class=\"accordion-item\">\n                        <div class=\"title\">\n                            <p>Tax and Audit Support Services<\/p>\n                            <div class=\"toggle\"><\/div>\n                        <\/div>\n                        <div class=\"expanded\">\n                            <div class=\"button-wrapper inner\">\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/fatca-crs-2\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        FATCA \/ CRS                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/tax-audit-support-services-2\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Tax and audit support services                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/accounting-administration\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Accounting and administration                                    <\/a>\n                                                            <\/div>\n                        <\/div>\n                    <\/div>\n                                    <div class=\"accordion-item\">\n                        <div class=\"title\">\n                            <p>Technology Services<\/p>\n                            <div class=\"toggle\"><\/div>\n                        <\/div>\n                        <div class=\"expanded\">\n                            <div class=\"button-wrapper inner\">\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/gvue\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        gVue                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/compliance-saas\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Compliance SaaS                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/maxcomply\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        MaxComply\u2122                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/technology-services\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Technology services                                    <\/a>\n                                                                    <a\n                                            href=\"https:\/\/iqeq.com\/services\/aifm-services-depositary-services\/\"\n                                            class=\"btn btn--lightgrey-outline btn--light\"\n                                    >\n                                        Alternative investment fund manager (AIFM) services                                    <\/a>\n                                                            <\/div>\n                        <\/div>\n                    <\/div>\n                            <\/div>\n                <div class=\"need-help-box fade-in\">\n    <div class=\"text\">\n                    <h3>I need help choosing a service<\/h3>\n                            <p>Answer some questions to find the right service for you<\/p>\n            <\/div>\n    <a href=\"#need-help\" class=\"btn btn--mint\">Choose a service<\/a>\n<\/div>    <\/div>\n<\/section>\n\n<section class=\"testimonial-box standard-spacing\">\n    <div class=\"container\">\n        <div class=\"box\">\n            <blockquote class=\"style2 fade-in\">\n                <span>IQ-EQ provides high quality all-round service. In the 10+ years of our association with them, they have consistently proved to be reliable and capable of delivering high quality outputs and managing complex fund structures. We are proud to partner with them.<\/span>\n                <cite>\n                    <span>Caspian Impact Investment<\/span>\n                                    <\/cite>\n            <\/blockquote>\n        <\/div>\n            <\/div>\n<\/section>\n\n<section class=\"related-section related-section--insights standard-spacing\">\n    <div class=\"container\">\n                    <h2>Related Insights<\/h2>\n                <div class=\"cards row-load\">\n            <a\n    href=\"https:\/\/iqeq.com\/insights\/introduction-fin074-and-economic-crime-levy\/\"\n    class=\"news-card\"\n>\n    <div class=\"bg-img lozad\">\n        <img width=\"360\" height=\"257\" class=\"attachment-news_card size-news_card lozad\" alt=\"City of London\" data-src=\"https:\/\/iqeq.com\/wp-content\/uploads\/2023\/03\/benjamin-davies-Oja2ty_9ZLM-unsplash-360x257.jpg\" \/>        <div class=\"post-type post\">\n            Insight        <\/div>\n    <\/div>\n    <div class=\"info\">\n                <div class=\"top\">\n                            <p class=\"expertise\">Regulatory Compliance<\/p>\n                        <h3>The introduction of FIN074 and the Economic Crime Levy<\/h3>\n        <\/div>\n        <div class=\"bottom\">\n                            <p class=\"person\">By Rebecca Hall<\/p>\n                        <p class=\"date\">\n                                    16 Mar 2023                                                    <span> | <\/span>4 minute read                            <\/p>\n        <\/div>\n    <\/div>\n<\/a><a\n    href=\"https:\/\/iqeq.com\/insights\/secs-2023-exam-priorities-what-advisers-need-know\/\"\n    class=\"news-card\"\n>\n    <div class=\"bg-img lozad\">\n        <img width=\"360\" height=\"257\" class=\"attachment-news_card size-news_card lozad\" alt=\"\" data-src=\"https:\/\/iqeq.com\/wp-content\/uploads\/2023\/04\/shutterstock_717727117-360x257.jpg\" \/>        <div class=\"post-type post\">\n            Insight        <\/div>\n    <\/div>\n    <div class=\"info\">\n                <div class=\"top\">\n                            <p class=\"expertise\">Fund &amp; Asset Managers<\/p>\n                        <h3>The SEC\u2019s 2023 exam priorities: what advisers need to know<\/h3>\n        <\/div>\n        <div class=\"bottom\">\n                        <p class=\"date\">\n                                    30 Mar 2023                                                    <span> | <\/span>6 minute read                            <\/p>\n        <\/div>\n    <\/div>\n<\/a><a\n    href=\"https:\/\/iqeq.com\/insights\/us-regulatory-lessons-learned-2022\/\"\n    class=\"news-card\"\n>\n    <div class=\"bg-img lozad\">\n        <img width=\"360\" height=\"257\" class=\"attachment-news_card size-news_card lozad\" alt=\"\" data-src=\"https:\/\/iqeq.com\/wp-content\/uploads\/2023\/04\/shutterstock_2226838211-360x257.jpg\" \/>        <div class=\"post-type post\">\n            Insight        <\/div>\n    <\/div>\n    <div class=\"info\">\n                <div class=\"top\">\n                            <p class=\"expertise\">Regulatory Compliance<\/p>\n                        <h3>U.S. regulatory lessons learned in 2022<\/h3>\n        <\/div>\n        <div class=\"bottom\">\n                        <p class=\"date\">\n                                    28 Mar 2023                                                    <span> | <\/span>7 minute read                            <\/p>\n        <\/div>\n    <\/div>\n<\/a><a\n    href=\"https:\/\/iqeq.com\/insights\/improving-ar-regime-five-questions-every-ar-should-ask-their-principal\/\"\n    class=\"news-card\"\n>\n    <div class=\"bg-img lozad\">\n        <img width=\"360\" height=\"257\" class=\"attachment-news_card size-news_card lozad\" alt=\"\" data-src=\"https:\/\/iqeq.com\/wp-content\/uploads\/2023\/05\/improving-the-ar-regime-5-five-question-every-ar-should-ask-their-principal-iqeq-360x257.webp\" \/>        <div class=\"post-type post\">\n            Insight        <\/div>\n    <\/div>\n    <div class=\"info\">\n                <div class=\"top\">\n                            <p class=\"expertise\">Regulatory Compliance<\/p>\n                        <h3>Improving the AR regime: Five questions every AR should ask their principal<\/h3>\n        <\/div>\n        <div class=\"bottom\">\n                            <p class=\"person\">By Andrew Shrimpton<\/p>\n                        <p class=\"date\">\n                                    16 Aug 2023                                            <\/p>\n        <\/div>\n    <\/div>\n<\/a><a\n    href=\"https:\/\/iqeq.com\/insights\/improving-appointed-representatives-regime\/\"\n    class=\"news-card\"\n>\n    <div class=\"bg-img lozad\">\n        <img width=\"360\" height=\"257\" class=\"attachment-news_card size-news_card lozad\" alt=\"\" data-src=\"https:\/\/iqeq.com\/wp-content\/uploads\/2023\/04\/London-360x257.jpg\" \/>        <div class=\"post-type post\">\n            Insight        <\/div>\n    <\/div>\n    <div class=\"info\">\n                <div class=\"top\">\n                            <p class=\"expertise\">Regulatory Compliance<\/p>\n                        <h3>Improving the Appointed Representatives regime<\/h3>\n        <\/div>\n        <div class=\"bottom\">\n                        <p class=\"date\">\n                                    08 Dec 2022                                            <\/p>\n        <\/div>\n    <\/div>\n<\/a>        <\/div>\n            <\/div>\n<\/section>","protected":false},"excerpt":{"rendered":"","protected":false},"featured_media":0,"parent":0,"menu_order":0,"template":"","expertise":[17],"service_category":[29],"acf":[],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v22.5 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Regulatory compliance services - IQ-EQ<\/title>\n<meta name=\"description\" content=\"We have a range of regulatory compliance services to meet the needs of asset managers worldwide. 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