{"id":1276,"date":"2023-02-13T11:46:12","date_gmt":"2023-02-13T11:46:12","guid":{"rendered":"https:\/\/iqeq.com\/us\/services\/regulatory-compliance-services\/"},"modified":"2026-03-17T10:49:32","modified_gmt":"2026-03-17T10:49:32","slug":"regulatory-compliance-services","status":"publish","type":"service","link":"https:\/\/iqeq.com\/us\/services\/regulatory-compliance-services\/","title":{"rendered":"Regulatory compliance services"},"content":{"rendered":"
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\n \n Overview <\/p>\n <\/div>\n<\/section>\n\n
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We offer a comprehensive range of regulatory compliance services for regulated firms, from help with initial regulatory applications and authorisations, KYC and AML services, through development of suitable policies and procedures, to quarterly reporting and ongoing advice, and regulatory examination\/inquiry support.<\/p>\n

Our compliance consultants have extensive experience and will work with you to develop a long-term strategic partnership to power your success. The support we provide ranges from ad hoc requests to a seamless global package or fully outsourced managed compliance solution, depending on your specific needs.<\/p>\n

Our goal is to provide the regulatory compliance expertise and guidance you need so that you can focus on what matters most \u2013 growing your business and protecting your clients.<\/p>\n

We have a regulatory compliance team of over 300+ experts based in the UK, the U.S., Europe, Middle East, Africa and across Asia.<\/p>\n

\u00a0Read our brochure<\/a><\/p>\n <\/div>\n<\/section>\n\n

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$857bn<\/p>\n

assets under administration<\/p>\n <\/div>\n

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800+<\/p>\n

funds under administration<\/p>\n <\/div>\n

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Supporting 13 of the top 15<\/strong> private equity firms<\/p>\n <\/div>\n

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Advanced technology<\/strong> for compliance<\/p>\n <\/div>\n

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Streamlined processes for increased efficiency<\/strong><\/p>\n <\/div>\n

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Technical services<\/strong> to meet your operational needs<\/p>\n

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Key services<\/h2>\n <\/div>\n<\/section>\n\n
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Compliance consulting<\/h4>\n
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We offer a comprehensive range of compliance consulting solutions for regulated firms, from help with initial regulatory applications and authorisations, through development of suitable policies and procedures, to quarterly reporting and ongoing advice.<\/p>\n <\/a>\n \n

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Appointed Representatives (AR) regulatory hosting <\/h4>\n
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Looking for a quick and efficient way to provide financial services in the UK? We are a leading provider of UK regulatory hosting solutions and AR services using our trusted regulated entities, G10 Capital and Sapia Partners. <\/p>\n <\/a>\n \n

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Compliance SaaS<\/h4>\n
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Simplify your compliance journey with our suite of intuitive and user-friendly SaaS platforms. Our tools are designed to help you effortlessly navigate the complexities of AML\/KYC and regulatory compliance, ensuring that you stay on top of your compliance obligations.<\/p>\n <\/a>\n \n

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AIFM services<\/h4>\n
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We have well-established expertise and a strong track record in helping global asset managers access European investors, be it through our AIFM services or our third-party AIFM platforms in the UK, Luxembourg, Ireland and France.<\/p>\n <\/a>\n \n

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Operational due diligence<\/h4>\n
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Our operational due diligence (ODD) report services provide an independent review of a fund manager\u2019s operations.<\/p>\n <\/a>\n <\/div>\n <\/div>\n<\/section>\n\n

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Get in touch<\/h2>\n
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