{"id":1683,"date":"2025-10-07T16:16:04","date_gmt":"2025-10-07T16:16:04","guid":{"rendered":"https:\/\/iqeq.com\/us\/case-studies\/global-private-credit-and-equity-firm-with-500-billion-aum-seeking-outsourced-kyc-and-transactions-reviews-support\/"},"modified":"2026-01-06T14:00:15","modified_gmt":"2026-01-06T14:00:15","slug":"global-private-credit-and-equity-firm-with-500-billion-aum-seeking-outsourced-kyc-and-transactions-reviews-support","status":"publish","type":"case_study","link":"https:\/\/iqeq.com\/us\/case-studies\/global-private-credit-and-equity-firm-with-500-billion-aum-seeking-outsourced-kyc-and-transactions-reviews-support\/","title":{"rendered":"Global private credit and equity firm with $500 billion AUM seeking outsourced KYC and Transactions Reviews support\u00a0"},"content":{"rendered":"<section class=\"text-block standard-spacing  \">    <div class=\"container fade-in\">\n        <p class=\"pre-header\">Case study<\/p>\n<h2>The client, their challenge<\/h2>\n<p><span data-contrast=\"auto\">Our client is a global private credit and equity firm with circa $500 billion in assets under management (AUM) that was embarking on a firm-wide initiative to digitize and improve its <\/span><a href=\"https:\/\/iqeq.com\/services\/aml\/\"><span data-contrast=\"none\">anti-money laundering<\/span><\/a><span data-contrast=\"auto\"> and know-your-client (AML\/KYC) and transactional due diligence processes \u2013 including identification of cost reduction opportunities. To this end, the firm sought to partner with an outsourced investor services provider with both AML\/KYC and transactions review expertise to support its existing compliance team as the business was experiencing tremendous growth.<\/span><span data-ccp-props=\"{&quot;201341983&quot;:0,&quot;335559740&quot;:276}\">\u00a0<\/span><\/p>\n<h2>Our solution<\/h2>\n<p><span data-contrast=\"auto\">We began by providing two IQ-EQ dedicated resources (manager level and in-house lawyer) to perform the AML\/KYC and transactions reviews for the client. We then:<\/span><span data-ccp-props=\"{&quot;201341983&quot;:0,&quot;335559740&quot;:276}\">\u00a0<\/span><\/p>\n<ul>\n<li><span data-contrast=\"auto\">Expanded our services outside of the U.S. to other jurisdictions in order to accommodate the need to perform additional AML\/KYC and transactions reviews<\/span><span data-ccp-props=\"{&quot;201341983&quot;:0,&quot;335559740&quot;:276}\">\u00a0<\/span><\/li>\n<li><span data-contrast=\"auto\">Introduced our <\/span><a href=\"https:\/\/iqeq.com\/services\/maxcomply\/\"><span data-contrast=\"none\">MaxComply<\/span><span data-contrast=\"none\">TM<\/span><\/a><span data-contrast=\"auto\"> platform to document and house the procedures followed for each review, both <\/span><a href=\"https:\/\/iqeq.com\/services\/kyc\/\"><span data-contrast=\"none\">KYC<\/span><\/a><span data-contrast=\"auto\"> and transactions reviews<\/span><span data-ccp-props=\"{&quot;201341983&quot;:0,&quot;335559740&quot;:276}\">\u00a0<\/span><\/li>\n<li><span data-contrast=\"auto\">Worked in partnership with the client to customize a specific protocol to satisfy the client\u2019s internal due diligence requirements\u00a0<\/span><span data-ccp-props=\"{&quot;201341983&quot;:0,&quot;335559740&quot;:276}\">\u00a0<\/span><\/li>\n<li><span data-contrast=\"auto\">Developed screening techniques and adverse media checks within MaxComply to provide the client with ongoing monitoring capabilities<\/span><span data-ccp-props=\"{&quot;201341983&quot;:0,&quot;335559740&quot;:276}\">\u00a0<\/span><\/li>\n<li><span data-contrast=\"auto\">Created an internal dashboard for the client as well as an external dashboard for investors (or their representatives) to easily assess current status<\/span><span data-ccp-props=\"{&quot;201341983&quot;:0,&quot;335559740&quot;:276}\">\u00a0<\/span><\/li>\n<li><span data-contrast=\"auto\">Instituted several levels of governance (including a monthly steering committee) to monitor and continue improving the process, and to enable the client to take advantage of the ability to scale resources quickly as their business expands.<\/span><span data-ccp-props=\"{&quot;201341983&quot;:0,&quot;335559740&quot;:276}\">\u00a0<\/span><\/li>\n<\/ul>\n<h2>The results<span data-ccp-props=\"{&quot;201341983&quot;:0,&quot;335559740&quot;:276}\">\u00a0<\/span><\/h2>\n<ul>\n<li><span data-contrast=\"auto\">Established smoother onboarding process for new and existing fund investors<\/span><span data-ccp-props=\"{&quot;134233279&quot;:false,&quot;201341983&quot;:0,&quot;335559740&quot;:276}\">\u00a0<\/span><\/li>\n<li><span data-contrast=\"auto\">Conducted hundreds of timely investor reviews across dozens of large fund closes, often to tight timelines<\/span><span data-ccp-props=\"{&quot;134233279&quot;:false,&quot;201341983&quot;:0,&quot;335559740&quot;:276}\">\u00a0<\/span><\/li>\n<li><span data-contrast=\"auto\">Made efficiency gains through our transactions review protocols, allowing deal teams to secure approvals on potential investors in a more formalized and expedited workflow<\/span><span data-ccp-props=\"{&quot;201341983&quot;:0,&quot;335559740&quot;:276}\">\u00a0<\/span><\/li>\n<li><span data-contrast=\"auto\">Enabled improved tracking of investors and transactions for future reference in the event of additional subscriptions and\/or KYC refresh<\/span><span data-ccp-props=\"{&quot;134233279&quot;:false,&quot;201341983&quot;:0,&quot;335559740&quot;:276}\">\u00a0<\/span><\/li>\n<li><span data-contrast=\"auto\">Risk rated investors using multiple criteria, enabling a truly risk-based client AML\/KYC program.<\/span><span data-ccp-props=\"{&quot;134233279&quot;:false,&quot;201341983&quot;:0,&quot;335559740&quot;:276}\">\u00a0<\/span><\/li>\n<\/ul>\n<h4>Looking for similar support? <a href=\"https:\/\/iqeq.com\/us\/locations\/us-office-location\/#contact-us\">Contact our expert team today<\/a>.<\/h4>\n            <\/div>\n<\/section>","protected":false},"excerpt":{"rendered":"","protected":false},"featured_media":1684,"menu_order":0,"template":"","expertise":[13,14,32],"service_category":[],"class_list":["post-1683","case_study","type-case_study","status-publish","has-post-thumbnail","hentry"],"acf":[],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.1.1 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Global private credit and equity firm with $500 billion AUM seeking outsourced KYC and Transactions Reviews support\u00a0 | IQ-EQ U.S.<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/iqeq.com\/us\/case-studies\/global-private-credit-and-equity-firm-with-500-billion-aum-seeking-outsourced-kyc-and-transactions-reviews-support\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Global private credit and equity firm with $500 billion AUM seeking outsourced KYC and Transactions Reviews support\u00a0 | IQ-EQ U.S.\" \/>\n<meta property=\"og:url\" content=\"https:\/\/iqeq.com\/us\/case-studies\/global-private-credit-and-equity-firm-with-500-billion-aum-seeking-outsourced-kyc-and-transactions-reviews-support\/\" \/>\n<meta property=\"og:site_name\" content=\"IQ-EQ U.S.\" \/>\n<meta property=\"article:modified_time\" content=\"2026-01-06T14:00:15+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/iqeq.com\/us\/wp-content\/uploads\/sites\/3\/2025\/10\/AdobeStock_135954045-scaled.jpeg\" \/>\n\t<meta property=\"og:image:width\" content=\"2560\" \/>\n\t<meta property=\"og:image:height\" content=\"1707\" \/>\n\t<meta property=\"og:image:type\" content=\"image\/jpeg\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:label1\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data1\" content=\"1 minute\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\/\/schema.org\",\"@graph\":[{\"@type\":\"WebPage\",\"@id\":\"https:\/\/iqeq.com\/us\/case-studies\/global-private-credit-and-equity-firm-with-500-billion-aum-seeking-outsourced-kyc-and-transactions-reviews-support\/\",\"url\":\"https:\/\/iqeq.com\/us\/case-studies\/global-private-credit-and-equity-firm-with-500-billion-aum-seeking-outsourced-kyc-and-transactions-reviews-support\/\",\"name\":\"Global private credit and equity firm with $500 billion AUM seeking outsourced KYC and Transactions Reviews support\u00a0 | IQ-EQ U.S.\",\"isPartOf\":{\"@id\":\"https:\/\/iqeq.com\/us\/#website\"},\"primaryImageOfPage\":{\"@id\":\"https:\/\/iqeq.com\/us\/case-studies\/global-private-credit-and-equity-firm-with-500-billion-aum-seeking-outsourced-kyc-and-transactions-reviews-support\/#primaryimage\"},\"image\":{\"@id\":\"https:\/\/iqeq.com\/us\/case-studies\/global-private-credit-and-equity-firm-with-500-billion-aum-seeking-outsourced-kyc-and-transactions-reviews-support\/#primaryimage\"},\"thumbnailUrl\":\"https:\/\/iqeq.com\/us\/wp-content\/uploads\/sites\/3\/2025\/10\/AdobeStock_135954045-scaled.jpeg\",\"datePublished\":\"2025-10-07T16:16:04+00:00\",\"dateModified\":\"2026-01-06T14:00:15+00:00\",\"breadcrumb\":{\"@id\":\"https:\/\/iqeq.com\/us\/case-studies\/global-private-credit-and-equity-firm-with-500-billion-aum-seeking-outsourced-kyc-and-transactions-reviews-support\/#breadcrumb\"},\"inLanguage\":\"en-US\",\"potentialAction\":[{\"@type\":\"ReadAction\",\"target\":[\"https:\/\/iqeq.com\/us\/case-studies\/global-private-credit-and-equity-firm-with-500-billion-aum-seeking-outsourced-kyc-and-transactions-reviews-support\/\"]}]},{\"@type\":\"ImageObject\",\"inLanguage\":\"en-US\",\"@id\":\"https:\/\/iqeq.com\/us\/case-studies\/global-private-credit-and-equity-firm-with-500-billion-aum-seeking-outsourced-kyc-and-transactions-reviews-support\/#primaryimage\",\"url\":\"https:\/\/iqeq.com\/us\/wp-content\/uploads\/sites\/3\/2025\/10\/AdobeStock_135954045-scaled.jpeg\",\"contentUrl\":\"https:\/\/iqeq.com\/us\/wp-content\/uploads\/sites\/3\/2025\/10\/AdobeStock_135954045-scaled.jpeg\",\"width\":2560,\"height\":1707},{\"@type\":\"BreadcrumbList\",\"@id\":\"https:\/\/iqeq.com\/us\/case-studies\/global-private-credit-and-equity-firm-with-500-billion-aum-seeking-outsourced-kyc-and-transactions-reviews-support\/#breadcrumb\",\"itemListElement\":[{\"@type\":\"ListItem\",\"position\":1,\"name\":\"Home\",\"item\":\"https:\/\/iqeq.com\/us\/\"},{\"@type\":\"ListItem\",\"position\":2,\"name\":\"Case Studies\",\"item\":\"https:\/\/iqeq.com\/us\/case-studies\/\"},{\"@type\":\"ListItem\",\"position\":3,\"name\":\"Global private credit and equity firm with $500 billion AUM seeking outsourced KYC and Transactions Reviews support\u00a0\"}]},{\"@type\":\"WebSite\",\"@id\":\"https:\/\/iqeq.com\/us\/#website\",\"url\":\"https:\/\/iqeq.com\/us\/\",\"name\":\"IQ-EQ U.S.\",\"description\":\"\",\"potentialAction\":[{\"@type\":\"SearchAction\",\"target\":{\"@type\":\"EntryPoint\",\"urlTemplate\":\"https:\/\/iqeq.com\/us\/?s={search_term_string}\"},\"query-input\":{\"@type\":\"PropertyValueSpecification\",\"valueRequired\":true,\"valueName\":\"search_term_string\"}}],\"inLanguage\":\"en-US\"}]}<\/script>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Global private credit and equity firm with $500 billion AUM seeking outsourced KYC and Transactions Reviews support\u00a0 | IQ-EQ U.S.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/iqeq.com\/us\/case-studies\/global-private-credit-and-equity-firm-with-500-billion-aum-seeking-outsourced-kyc-and-transactions-reviews-support\/","og_locale":"en_US","og_type":"article","og_title":"Global private credit and equity firm with $500 billion AUM seeking outsourced KYC and Transactions Reviews support\u00a0 | IQ-EQ U.S.","og_url":"https:\/\/iqeq.com\/us\/case-studies\/global-private-credit-and-equity-firm-with-500-billion-aum-seeking-outsourced-kyc-and-transactions-reviews-support\/","og_site_name":"IQ-EQ U.S.","article_modified_time":"2026-01-06T14:00:15+00:00","og_image":[{"width":2560,"height":1707,"url":"https:\/\/iqeq.com\/us\/wp-content\/uploads\/sites\/3\/2025\/10\/AdobeStock_135954045-scaled.jpeg","type":"image\/jpeg"}],"twitter_card":"summary_large_image","twitter_misc":{"Est. reading time":"1 minute"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/iqeq.com\/us\/case-studies\/global-private-credit-and-equity-firm-with-500-billion-aum-seeking-outsourced-kyc-and-transactions-reviews-support\/","url":"https:\/\/iqeq.com\/us\/case-studies\/global-private-credit-and-equity-firm-with-500-billion-aum-seeking-outsourced-kyc-and-transactions-reviews-support\/","name":"Global private credit and equity firm with $500 billion AUM seeking outsourced KYC and Transactions Reviews support\u00a0 | IQ-EQ U.S.","isPartOf":{"@id":"https:\/\/iqeq.com\/us\/#website"},"primaryImageOfPage":{"@id":"https:\/\/iqeq.com\/us\/case-studies\/global-private-credit-and-equity-firm-with-500-billion-aum-seeking-outsourced-kyc-and-transactions-reviews-support\/#primaryimage"},"image":{"@id":"https:\/\/iqeq.com\/us\/case-studies\/global-private-credit-and-equity-firm-with-500-billion-aum-seeking-outsourced-kyc-and-transactions-reviews-support\/#primaryimage"},"thumbnailUrl":"https:\/\/iqeq.com\/us\/wp-content\/uploads\/sites\/3\/2025\/10\/AdobeStock_135954045-scaled.jpeg","datePublished":"2025-10-07T16:16:04+00:00","dateModified":"2026-01-06T14:00:15+00:00","breadcrumb":{"@id":"https:\/\/iqeq.com\/us\/case-studies\/global-private-credit-and-equity-firm-with-500-billion-aum-seeking-outsourced-kyc-and-transactions-reviews-support\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/iqeq.com\/us\/case-studies\/global-private-credit-and-equity-firm-with-500-billion-aum-seeking-outsourced-kyc-and-transactions-reviews-support\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/iqeq.com\/us\/case-studies\/global-private-credit-and-equity-firm-with-500-billion-aum-seeking-outsourced-kyc-and-transactions-reviews-support\/#primaryimage","url":"https:\/\/iqeq.com\/us\/wp-content\/uploads\/sites\/3\/2025\/10\/AdobeStock_135954045-scaled.jpeg","contentUrl":"https:\/\/iqeq.com\/us\/wp-content\/uploads\/sites\/3\/2025\/10\/AdobeStock_135954045-scaled.jpeg","width":2560,"height":1707},{"@type":"BreadcrumbList","@id":"https:\/\/iqeq.com\/us\/case-studies\/global-private-credit-and-equity-firm-with-500-billion-aum-seeking-outsourced-kyc-and-transactions-reviews-support\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/iqeq.com\/us\/"},{"@type":"ListItem","position":2,"name":"Case Studies","item":"https:\/\/iqeq.com\/us\/case-studies\/"},{"@type":"ListItem","position":3,"name":"Global private credit and equity firm with $500 billion AUM seeking outsourced KYC and Transactions Reviews support\u00a0"}]},{"@type":"WebSite","@id":"https:\/\/iqeq.com\/us\/#website","url":"https:\/\/iqeq.com\/us\/","name":"IQ-EQ U.S.","description":"","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/iqeq.com\/us\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"}]}},"_links":{"self":[{"href":"https:\/\/iqeq.com\/us\/wp-json\/wp\/v2\/case_study\/1683","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/iqeq.com\/us\/wp-json\/wp\/v2\/case_study"}],"about":[{"href":"https:\/\/iqeq.com\/us\/wp-json\/wp\/v2\/types\/case_study"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/iqeq.com\/us\/wp-json\/wp\/v2\/media\/1684"}],"wp:attachment":[{"href":"https:\/\/iqeq.com\/us\/wp-json\/wp\/v2\/media?parent=1683"}],"wp:term":[{"taxonomy":"expertise","embeddable":true,"href":"https:\/\/iqeq.com\/us\/wp-json\/wp\/v2\/expertise?post=1683"},{"taxonomy":"service_category","embeddable":true,"href":"https:\/\/iqeq.com\/us\/wp-json\/wp\/v2\/service_category?post=1683"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}