{"id":8,"date":"2024-06-25T10:29:05","date_gmt":"2024-06-25T10:29:05","guid":{"rendered":"https:\/\/iqeq.com\/gb\/2024\/06\/25\/fca-regulatory-updates-2024-whats-happened-so-far\/"},"modified":"2024-08-07T12:18:44","modified_gmt":"2024-08-07T12:18:44","slug":"fca-regulatory-updates-2024-whats-happened-so-far","status":"publish","type":"post","link":"https:\/\/iqeq.com\/gb\/insights\/fca-regulatory-updates-2024-whats-happened-so-far\/","title":{"rendered":"FCA regulatory updates 2024: what\u2019s happened so far?"},"content":{"rendered":"<section class=\"text-block standard-spacing  \">    <div class=\"container fade-in\">\n        <p><strong>It will be no surprise to anyone holding a senior management function (SMF) role at a regulated firm that the FCA continues to issue new rules, change rules that already exist and provide guidance on how those rules should be interpreted. There is a lot to keep on top of, and sorting through what is relevant and what is not can be a real challenge.<\/strong><\/p>\n<p>In this digest, we highlight the recent publications that we think are most relevant to asset managers regulated in the UK, and identify what firms need to be changing, now, to stay compliant.<\/p>\n<p>IQ-EQ has compliance consulting teams based in the U.S., UK, Hong Kong and Singapore as well as the Middle East, Continental Europe and Japan. For practical, pragmatic advice on any regulatory matters <a href=\"https:\/\/iqeq.com\/make-an-enquiry\/\">please get in touch<\/a>.<\/p>\n<p style=\"text-align: center\"><a class=\"btn btn--purple btn--dark-purple\" href=\"https:\/\/iqeq.com\/gb\/wp-content\/uploads\/sites\/6\/2024\/08\/6960_RegCom-FCA_Whitepaper_v3.pdf\">Download the report<\/a><\/p>\n            <\/div>\n<\/section>\n\n    <section class=\"related-section related-section--people related-section--centered standard-spacing\">\n        <div class=\"container\">\n                            <h2>Contact the team<\/h2>\n                        <div class=\"cards row-load\">\n                    <div class=\"person-card\">\n                    <a href=\"https:\/\/iqeq.com\/people\/rachel-aldridge\/\" class=\"bg-img lozad normal\">\n                <img width=\"290\" height=\"192\" class=\"attachment-person_card size-person_card lozad\" alt=\"\" data-src=\"https:\/\/iqeq.com\/gb\/wp-content\/uploads\/2023\/04\/Rachel-Aldridge-Formal-grey-290x192.png\" \/>            <\/a>\n            <a href=\"https:\/\/iqeq.com\/people\/rachel-aldridge\/\" class=\"bg-img lozad hover\">\n                <img width=\"290\" height=\"192\" class=\"attachment-person_card size-person_card lozad\" alt=\"\" data-src=\"https:\/\/iqeq.com\/gb\/wp-content\/uploads\/2023\/04\/Rachel-Aldridge-Informal-green-290x192.png\" \/>            <\/a>\n                <div class=\"info\">\n                            <h3>\n                    <a href=\"https:\/\/iqeq.com\/people\/rachel-aldridge\/\">Rachel Aldridge<\/a>\n                <\/h3>\n                        <p class=\"job-title\">Managing Director, Regulatory &amp; Compliance Solutions, UK<\/p>\n            <div class=\"border\"><\/div>\n                            <p class=\"location\">United Kingdom<\/p>\n                        <a href=\"#contact-person\" class=\"link link--deepgray email\">\n                Send email            <\/a>\n                            <a href=\"tel:+442036961302\" class=\"link telephone\">\n                    + 44 203 696 1302                <\/a>\n                                        <a href=\"https:\/\/iqeq.com\/people\/rachel-aldridge\/\" class=\"link link--deepgray permalink\">\n                    Full profile                <\/a>\n                                        <div class=\"socials\">\n                    <a href=\"https:\/\/www.linkedin.com\/in\/rachel-aldridge\/\" class=\"linkedin\">\n                        <span class=\"screen-reader-text\">LinkedIn<\/span>\n                    <\/a>\n                <\/div>\n                    <\/div>\n    <\/div>\n    <div class=\"person-card\">\n                    <div class=\"bg-img lozad normal\">\n                <img width=\"290\" height=\"192\" class=\"attachment-person_card size-person_card lozad\" alt=\"\" data-src=\"https:\/\/iqeq.com\/gb\/wp-content\/uploads\/2023\/04\/Andrew-Shrimpton-Grey--290x192.jpg\" \/>            <\/div>\n            <div class=\"bg-img lozad hover\">\n                <img width=\"290\" height=\"192\" class=\"attachment-person_card size-person_card lozad\" alt=\"\" data-src=\"https:\/\/iqeq.com\/gb\/wp-content\/uploads\/2023\/04\/Andrew-Shrimpton-Green--290x192.jpg\" \/>            <\/div>\n                <div class=\"info\">\n                            <h3>Andrew Shrimpton<\/h3>\n                        <p class=\"job-title\">Chair, UK Regulatory and Compliance Solutions, UK<\/p>\n            <div class=\"border\"><\/div>\n                            <p class=\"location\">United Kingdom<\/p>\n                        <a href=\"#contact-person\" class=\"link link--deepgray email\">\n                Send email            <\/a>\n                            <a href=\"tel:+442073975469\" class=\"link telephone\">\n                    +44 207 397 5469                <\/a>\n                                                    <div class=\"socials\">\n                    <a href=\"https:\/\/www.linkedin.com\/in\/andrewshrimpton\" class=\"linkedin\">\n                        <span class=\"screen-reader-text\">LinkedIn<\/span>\n                    <\/a>\n                <\/div>\n                    <\/div>\n    <\/div>\n    <div class=\"person-card\">\n                    <div class=\"bg-img lozad normal\">\n                <img width=\"290\" height=\"192\" class=\"attachment-person_card size-person_card lozad\" alt=\"\" data-src=\"https:\/\/iqeq.com\/gb\/wp-content\/uploads\/2023\/04\/Jacques-Vermeulen-Grey-290x192.jpg\" \/>            <\/div>\n            <div class=\"bg-img lozad hover\">\n                <img width=\"290\" height=\"192\" class=\"attachment-person_card size-person_card lozad\" alt=\"\" data-src=\"https:\/\/iqeq.com\/gb\/wp-content\/uploads\/2023\/04\/Jacques-Vermeulen-Green-290x192.jpg\" \/>            <\/div>\n                <div class=\"info\">\n                            <h3>Jacques Vermeulen<\/h3>\n                        <p class=\"job-title\">Director, Funds, United Kingdom and Jersey<\/p>\n            <div class=\"border\"><\/div>\n                            <p class=\"location\">United Kingdom<\/p>\n                        <a href=\"#contact-person\" class=\"link link--deepgray email\">\n                Send email            <\/a>\n                            <a href=\"tel:+441481231941\" class=\"link telephone\">\n                    +44 1481 231 941                <\/a>\n                                                    <div class=\"socials\">\n                    <a href=\"https:\/\/www.linkedin.com\/in\/jacques-vermeulen-397427146\/\" class=\"linkedin\">\n                        <span class=\"screen-reader-text\">LinkedIn<\/span>\n                    <\/a>\n                <\/div>\n                    <\/div>\n    <\/div>\n    <div class=\"person-card\">\n                    <div class=\"bg-img lozad normal\">\n                <img width=\"290\" height=\"190\" class=\"attachment-person_card size-person_card lozad\" alt=\"\" sizes=\"(max-width: 290px) 100vw, 290px\" data-src=\"https:\/\/iqeq.com\/gb\/wp-content\/uploads\/2024\/04\/Andrew-Frost-Formal-Grey.png\" \/>            <\/div>\n            <div class=\"bg-img lozad hover\">\n                <img width=\"290\" height=\"190\" class=\"attachment-person_card size-person_card lozad\" alt=\"\" sizes=\"(max-width: 290px) 100vw, 290px\" data-src=\"https:\/\/iqeq.com\/gb\/wp-content\/uploads\/2024\/04\/Andrew-Frost-Informal-Green.png\" \/>            <\/div>\n                <div class=\"info\">\n                            <h3>Andrew Frost<\/h3>\n                        <p class=\"job-title\">Head of Sales, UK<\/p>\n            <div class=\"border\"><\/div>\n                            <p class=\"location\">United Kingdom<\/p>\n                        <a href=\"#contact-person\" class=\"link link--deepgray email\">\n                Send email            <\/a>\n                            <a href=\"tel:+442036961302\" class=\"link telephone\">\n                    +44 203 696 1302                <\/a>\n                                                    <div class=\"socials\">\n                    <a href=\"https:\/\/www.linkedin.com\/in\/andrew-frost-344003a6\/\" class=\"linkedin\">\n                        <span class=\"screen-reader-text\">LinkedIn<\/span>\n                    <\/a>\n                <\/div>\n                    <\/div>\n    <\/div>\n            <\/div>\n            <div class=\"button-wrapper\">\n                            <\/div>\n        <\/div>\n    <\/section>\n","protected":false},"excerpt":{"rendered":"","protected":false},"author":5,"featured_media":11,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"content-type":"","footnotes":""},"categories":[1],"tags":[15],"expertise":[16,17],"service_category":[18],"class_list":["post-8","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-uncategorized","tag-fca"],"acf":[],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.1.1 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>FCA regulatory updates 2024: what\u2019s happened so far? | IQ-EQ UK<\/title>\n<meta name=\"description\" content=\"In this digest, we highlight the recent publications that we think are most relevant to asset managers regulated in the UK, and identify what firms need to be changing, now, to stay compliant.\" \/>\n<meta name=\"robots\" content=\"index, follow, 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