Associate, Regulatory Compliance (Consulting)

Job Description

  • Manage a portfolio of clients
  • Provide advisory and consultancy services to clients
  • Submit and/or review of regulatory filings and notifications
  • Liaise and correspond with MAS and auditors
  • Periodic compliance reporting to senior management or board of directors
  • Provide or review compliance manual
  • Provide or review compliance checklists, registers, and calendar
  • Prepare and review regulatory returns and forms
  • Perform ad-hoc projects, including but not limited to regulatory mock inspections, AML/CFT CDD checks
  • Other ad-hoc duties as the need arise

Qualifications

  • Bachelor’s Degree in Business, Accounting, Law and any other relevant degrees
  • Experience in regulatory compliance or internal audit with financial institutions (e.g. regulated fund managers, Big 4 audit firms, MAS) will be an added advantage.
  • Meticulous and detailed-oriented
  • Excellent communication and interpersonal skills
  • Organised and self-disciplined;
  • A team player with strong oral, written, and interpersonal communication skill.

Additional information

The shortlisted candidate will be working at Lymon office at One Raffles Quay. 

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.


Company description

IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.

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