- Review of client profiles for existing accounts and ensure compliance with ACRA and MAS TCA AML/ CFT Guidelines to mitigate any reputational risks for the Company.
- Knowledgeable with reviewing source of wealth (SOW) on Business Ownership, Inheritance, Investments/Property, Employment and corroborating the source of wealth, source of funds.
- Familiar with reviewing on-boarding new clients for Individuals, Companies, Legal Entities, Financial Institutions, Trusts, etc.
- Review of high risk accounts such as PEPs, Sensitive Industries etc.
- Review of relevant account changes such as signatories, Power of Attorneys, changes in the source of wealth etc.
- Conduct screenings and perform adverse news search on clients
- Manage end-to-end KYC review process for designated portfolios
- Providing guidance to Front employees on KYC related matters when require