Pasig City, Philippines

Compliance Analyst

Full-time / part-time
Finance & Accounting
Ortigas Center
Pasig City

Job description

The main purpose of the role is to support the Compliance Officer with monitoring the activities of the Depositary operations teams and other applicable core regulatory obligations such that risks can be assessed and managed. Taking personal responsibility for monitoring operations where appropriate. In particular:

  • Support with carrying out ongoing monitoring as per the compliance monitoring plan. Includes meeting preparation, writing notes and follow up actions and responding to operational team queries
  • Assisting with alignment to Group Risk & Compliance standards
  • Assisting with production of management information (MI) for compliance and regulatory reporting
  • Participating in independent risk reviews, compliance reviews and thematic reviews
  • Assisting with the oversight of the training and competency regime, to include assisting with development of material where appropriate
  • Collaborating with colleagues within the Depositary and the wider IQ-EQ group as appropriate
  • Enhancing own understanding of Depositary / AIFMD / regulatory landscape and taking learning opportunities that are offered
  • Assisting with the preparation of materials relating to regulatory developments and horizon scanning
  • Adhering to all company and IQ-EQ Group policies and procedures


Must have

  • 3+ years’ experience undertaking compliance monitoring within financial services, or a similar role (i.e Internal Audit, Control assessments)
  • Bachelor’s degree in accounting, finance, law or related field, or relevant professional industry qualifications.

Nice to have

  • Experience within the financial services industry, preferably with knowledge of AIFMD or Asset Management including alternative investment funds.
  • Experience working within a Depositary function

Additional information

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations, with a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.

Company description

IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients worldwide.