Singapore, Singapore

Assistant Manager, Regulatory Compliance

Full-time / part-time
Full-time
Level
Mid-Senior Level
Department
Client Services
Address
9 Raffles Place
Singapore
048619
Singapore

Job description

Our Regulatory Compliance Advisory team services regulated financial institutions, the majority of whom are Capital Market Services Licence holders for fund management activities. We are looking to hire a senior team member to join the team in Singapore.

Reporting to the team lead, you will take responsibility in fulfilling our clients’ needs on full spectrum of regulatory compliance advisory work - from licensing, set up of initial compliance function to ongoing compliance monitoring,

You also need to manage the overall process throughout a client’s journey for their MAS licence application. Set up the compliance function for clients who have successfully applied for MAS licence, including design of compliance manual and monitoring program tailored to the client’s business circumstances

Advise clients on ongoing regulatory compliance requirements and be responsible for clients’ requests for advice and assistance on regulatory compliance related matters

You will conduct/review associate’s work on regulatory compliance review based on MAS’ regulatory requirements. Prepare/ review associate’s work on regulatory reporting based on MAS’ risk-based capital requirements

Execute ad-hoc projects which affect our clients/ industry (including study of changes to tax incentives, new legal vehicles for investment vehicles, technology adoption for regulatory compliance etc.)

Produce write-ups on regulatory updates which affects the fund management industry

Qualifications

  • Broad knowledge of the Securities and Futures Act, Financial Advisers Act and MAS Notices and Guidelines for Singapore fund management companies
  • At least 3 to 4 years of experience in regulatory compliance functions
  • High proficiency in spoken and written English
  • Able to manage multiple stakeholders including clients, senior management, team lead and associates

Additional information

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.

Company description

IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.

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