Our Regulatory Compliance Advisory team services regulated financial institutions, the majority of whom are Capital Market Services Licence holders for fund management activities. We are looking to hire a senior team member to join the team in Singapore.
Reporting to the team lead, you will take responsibility in fulfilling our clients’ needs on full spectrum of regulatory compliance advisory work - from licensing, set up of initial compliance function to ongoing compliance monitoring,
You also need to manage the overall process throughout a client’s journey for their MAS licence application. Set up the compliance function for clients who have successfully applied for MAS licence, including design of compliance manual and monitoring program tailored to the client’s business circumstances
Advise clients on ongoing regulatory compliance requirements and be responsible for clients’ requests for advice and assistance on regulatory compliance related matters
You will conduct/review associate’s work on regulatory compliance review based on MAS’ regulatory requirements. Prepare/ review associate’s work on regulatory reporting based on MAS’ risk-based capital requirements
Execute ad-hoc projects which affect our clients/ industry (including study of changes to tax incentives, new legal vehicles for investment vehicles, technology adoption for regulatory compliance etc.)
Produce write-ups on regulatory updates which affects the fund management industry