Dallas, United States

AML Compliance Officer

Full-time / part-time
Mid-Senior Level
Compliance & Risk
2777 North Stemmons Freeway
United States

Job description

  • Conduct research over available Bank systems, the Internet, and Commercial Databases consistent with the resolution of case reviews and investigations.
  • Review subscription agreements applying jurisdictional and contractual standards
  • Review and collect customer due diligence (“CDD”) materials with respect to prospective investors and ultimate beneficial owners
  • Create reporting and effectively communicate missing items to Client and work with Clients and/or their counsel to remediate timely
  • Document and report the review/investigation findings and prepare case files with required supporting documentation (e.g., media search results, copies of statements/checks, results from internal system searches etc.)
  • Draft and file Suspicious Activity Reports (SARs) consistent with FinCEN requirements
  • Interact with Senior Management on the Compliance, Legal and business sectors concerning AML issues.
  • Perform KYC reviews


  • Four Year College Degree or equivalent experience.
  • Minimum 1 - 5 years of experience in reviewing customer transactions and information for identifying potentially suspicious activity and performing AML or fraud reviews/investigations.
  • Experience in writing and preparing Suspicious Activity Reports (SARs) in accordance with applicable regulatory requirements preferred
  • Work experience in a financial institution with job specific work experience in AML.
  • Knowledgeable of the laws applicable to money laundering, including the Bank Secrecy Act, the USA PATRIOT act, US Treasury AML guidelines, OFAC requirements, and Suspicious Activity Reporting requirements preferred
  • Excellent organizational, time management and project management skills.
  • Should be a self-starter, and organized, and must have the ability to work independently, without supervision.

Additional information

All your information will be kept confidential according to EEO guidelines.

Company description

Blue River Part of IQEQ is the premier provider of outsourced comprehensive back and middle-office and solutions for Hedge Funds, Private Equity Funds, and other Alternative Asset Entities across the entire spectrum of structures, strategies, and asset classes. Blue River works with managers in multiple capacities ranging from fund launches, private equity fund administration, regulatory registration and ongoing compliance, financial controls, and operational support services.

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