You will able to liaise with the client in relation to client and the fund’s investor onboarding as well as periodic risk assessment and perform review of client profiles for existing and new accounts and ensure compliance with MAS and CIMA AML/ CFT Guidelines to mitigate any reputational risks for the client and IQ-EQ
You need to have possess knowledge of source of wealth (SoW) and source of funds (SoF) on Business Ownership, Inheritance, Investments/Property, Employment and able to corroborate the source of wealth and source of funds
Familiar with KYC onboarding requirement for individuals and different types of entities e.g. Companies, Partnership, Financial Institutions, Trusts, etc. Also, familiar with simplified due diligence and enhanced due diligence for high risk accounts such as PEPs, Sensitive Industries etc.
Conduct screenings and perform adverse news search on clients and investors and report the findings to superior on timely manner and ensure client database to be uploaded onto respective systems
Manage end-to-end implementation process including coordination among the client and IQ-EQ internal teams e.g. client services team, risk management team, business development team across IQEQ offices
Provide timely response to client and ensure the smooth running of day to day relationship with client
Be the ‘expert’ on designated clients including understanding technical details of the fund, MAS and CIMA AML regulations and any technical nuances affecting the client
Your long-term career goals are important to us too. We want to make sure we’re providing the support and opportunities you need to achieve your dreams so we can build a successful future, together