Following the latest CSSF and AED obligation to appoint 2 persons in charge of AML/CFT Compliance in Investment funds’ industry, the Junior Compliance Officer will mainly assist the AML-CFT Compliance Officers as “RC” of the Funds / Fund managers to ensure that they comply with the AML Luxembourg regulatory framework or the Senior Compliance Officers to perform their controls.
Getting things right and doing the right thing lie at the core of our AIFM team as they make sure we’re always consistent and comply with current financial regulations. While the role is focusing on AML and Compliance, you will need to be a master organizer, enjoy variety and a methodical planner.
You’ll need to be thorough in all you do, using your own judgment to highlight any significant finds and escalate if rules and regulations are breached. Attention to detail is a must have as you may produce AML reports for review or discuss with clients You’ll need to ensure they comply and meet the KYC/KYT obligations. You will need to escalate any compliance AML/CFT findings to the General Partner / Client (RR or RC) and the Board of the AIFM.
Every day brings a new challenge so you’ll need to be a team player at heart, pro-active and with an eye for detail, as well as great organizational skills so you can prioritize your day-to-day and meet the deadlines. Building relationships across the business is a must have to succeed and be effective in this role.
Our team are our second line of defense and ensure that we are compliant with applicable laws, corporate and service standards, company policies and procedures. With the support of your team and using your own judgement you will need to identify any risks or concerns and report them in a timely manner.
Your long-term career goals are important to us too. We want to make sure we’re providing the support and opportunities you need to achieve your dreams so we can build a successful future, together.