The successful incumbent will be part of a group of individuals who will assist and support the wider Risk & Compliance framework within the Asia cluster, actively ensuring timely compliance with external and internal regulations to actively control and manage operational, regulatory, and reputational risks.
Part of your scope is to clear PEP / Sanctions / Adverse Media screenings generated from daily system or manual alerts, ensuring that these results are adequately reviewed, documented and completed within arranged timelines.
Keen attention to detail is essential in identifying Red Flags posed in flagged transactions and conducting timely escalations to the relevant stakeholders for investigation. You would need to contribute and assist in the overall Transaction Monitoring Framework, including reviewing of bank statements in accordance with set parameters and threshold settings
Strong communication skills are needed so you can liaise with front line staff (client facing) to obtain updated KYC / CDD documents where necessary which includes the collection of Source of Wealth & Source of Funds and CRS / FATCA.
Collaborating and providing assistance and support for the implementation of projects undertaken by the Risk & Compliance Team.
To ensure compliance at all times, you would need to Conduct AML / CFT Online Risk Assessments and Risk Rating Reviews for client accounts including periodic reviews and triggering events, in line with relevant local regulations and IQEQ Group Standards
Perform KYC and CDD tasks, including monitoring and tracking of KYC records and execution of action planning for expiring records, ensuring records are not past due
We are never complacent and always encourage our people to look for ways to improve our business; here everyone’s opinion counts and we will value your contribution.
Your long-term career goals are important to us too. We want to make sure we’re providing the support and opportunities you need to achieve your dreams so we can build a successful future, together.