Port Louis, Mauritius

Associate - Operational Compliance

Full-time / part-time
Full-time
Level
Associate
Department
Client Services
Address
Edith Cavell Street 33
Port Louis
Mauritius

Job description

The Associate – Operational Compliance assists and supports the Operational Compliance Officer and Associate Manager to provide a centralised compliance services to   IQ-EQ MU’s clients.

Tasks

  • Assist the Associate Manager/Officers in –
  • Ensuring that all regulatory approvals are processed and up to date
  • Preparing re-assessment reports for the AML/CFT  and Corporate Governance frameworks for specific clients
  • Conducting client file review of less complex structures
  • Conducting risk profiling of client companies as appropriate
  • Preparing re-assessment reports of Code of Business Conduct
  • Work under the supervision of the Associate Manager and Officers to
  • Ensure that relevant processes are adhered to and mitigate financial implications in the event of process failures leading to substantial loss to IQEQ
  • Conduct Customer Due Diligence on the principals of client companies
  • Conduct Enhanced Due Diligence (EDD) for PEP and REP
  • Assist  delivery team by conducting  World checks/ internet checks for clients
  • Assist the Associate Manager and the Officers to work on Administrators Compliance Reports and Periodic Reviews for high/ medium and low risk clients
  • Ensure protections of information assets of IQ EQ MU and to abide by the ISMS in place at IQ EQ MU.

Qualifications

Education / professional  qualifications

  • Degree holder in Law or any other relevant field

Background experience

  • Minimum 1 year experience in the financial services sector preferably in compliance or Operation

 

Additional information

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.

Company description

IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.

Apply now

To apply, please enter your details into the below form. If you experience any issues with this form, please click here to apply via our provider SmartRecruiters directly.

Personal
CV
Allowed document formats are PDF, Word, RTF, JPG or PNG. Maximum file size 2MB.
Current
Do you have the right to work in the location of the vacancy?

If you haven't uploaded a CV, please detail your experience and education.

Experience
Education