Singapore, Singapore

Compliance Executive (Contract)

Full-time / part-time
Entry Level
Compliance & Risk
9 Raffles Place

Job description

You will need to have experience in on boarding new clients and conducting periodic review for existing clients. Understanding of ACRA’s regulations and guidelines including KYC/AML compliance requirements and risk rating a variety of  client structure that includes Corporates, Financial institutions, Trusts and Funds

You need to have the Ability to provide a list of KYC documents required based on the clients structure in order for front line staffs (Client facing) to collect the required documents from Client which includes the collection of Source of Wealth & Source of funds and CRS FATCA

Research and analyse background of new and existing clients also performing enhanced due diligence for high risk clients

You will play key role to perform regular periodic reviews of cosec clients file based on review dates and provide a list of KYC required to update compliance records, updating data into Client on boarding portal. Highlight potential risk clients to local management or Group Risk Committee for their approval if off boarding of clients required

Your long-term career goals are important to us too. We want to make sure we’re providing the support and opportunities you need to achieve your dreams so we can build a successful future, together.


1-2 years’ experience of working in Risk & Compliance

Prior experience to online risk rating portal or KYC experience

Additional information

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.

Company description

IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.

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