Port Louis, Mauritius

Associate Manager - Operational Compliance

Full-time / part-time
Full-time
Level
Not Applicable
Department
Compliance & Risk
Address
Edith Cavell Street 33
Port Louis
Mauritius

Job description

The Associate Manager assists and supports the Operational Compliance to provide a centralised compliance services to   IQ-EQ MU’s clients.

Tasks

Assist the Manager in –

  • Ensuring that all regulatory approvals are processed and up to date
  • Re-assessing the AML/CFT  and Corporate Governance frameworks for specific clients
  • Conducting client file review or investigation
  • Conducting AML/CFT risk assessments of all products, technology and business practice of client companies as appropriate
  • Ensuring renewal of FPI/FVCI Licence
  • Ensuring that reporting for FVCI licence holders to Reserve Bank of India and SEBI are done
  • Assist to monitor remediation or findings relating to CMR/Audit Report
  • Review Compliance issues leading to Disengagement of a client
  • Work closely with the team to –
  • Ensure that relevant processes are adhered to and mitigate financial implications in the event of process failures leading to substantial loss to IQEQ
  • Process the renewal of Data Controller Registration for clients
  • Conduct Enhanced Due Diligence (EDD) for PEP and REP and World checks for clients
  • Monitor the renewal of the Business Code of Conduct
  • Work on MLRO/Compliance Reports to be tabled at the board meetings of the client companies;
  • Ensure process is followed for appointment and resignation of MLRO/DMLRO/Compliance Officer and filing done with the Authorities
  • Work with the team on Administrators Compliance Reports and Periodic Reviews
  • Assist the Manager on Operational Compliance team’s work and assignment as well as in building capabilities within the team
  • Train and coach team members so that they are well aware of all the processes and their responsibilities
  • Conduct Staff Appraisals and recommend career development plans
  • Ensure protections of information assets of IQ EQ MU and to abide by the ISMS in place at IQ EQ MU.

Qualifications

Education / professional  qualifications

  • Degree holder in Law or any other relevant field

Background experience

  • Minimum 4 years’ experience in the financial services sector preferably in compliance

Technical

  • Experience as Deputy Money Laundering Reporting Officer

Additional information

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.

Company description

IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.

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