Dallas, United States

Compliance Assistant

Full-time / part-time
Full-time
Level
Entry Level
Department
Compliance & Risk
Address
2777 North Stemmons Freeway
Dallas
75207
United States

Job description

Provide administrative support to the compliance team through:

  • Reviewing, scanning, uploading and tracking client’s personal trading statements
  • Pulling reports from MyComplianceOffice, a web-based monitoring system, to assist with the ongoing forensic compliance testing of our clients
  • Email review to ensure compliance with regulatory code and industry best practice
  • Helping ensure electronic data feeds are established through our web-based monitoring system

Qualifications

  • Analytical, technical, and technology skills with proficiency in basic office software, including Excel and Word
  • Must be able to demonstrate strong organizational and problem-solving skills with attention to detail
  • Must be able to demonstrate strong oral and written communication skills
  • Dependable, flexible and adaptable to changing team needs and initiatives
  • Ability to work well in a fast-paced environment
  • Must be able to work independently, multi-task and prioritize effectively
  • College education is preferred, but not essential
     

Additional information

All your information will be kept confidential according to EEO guidelines.

Company description

Blue River Partners, LLC is the preeminent outsourced service provider to the alternative asset management industry. We provide innovative back-office solutions to asset managers across the full spectrum of structures, strategies and asset classes.

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