Singapore, Singapore

Senior Manager, Regulatory & Compliance (Maternity Cover - 6 Months)

Full-time / part-time
Mid-Senior Level
Client Services
9 Raffles Place

Job description

We are a Singapore based regulatory compliance service provider which is experiencing rapid business expansion.

We are looking for a temporary hire to cover the Senior Manager’s role during her maternity leave period.

You will Lead the Singapore regulatory compliance team in providing regulatory compliance advisory services to its clients, including:

  • Provide regulatory compliance advice to capital market services licence holders
  • Manage licence application projects (including Fund Management Licences, Family Office Structures, Tax Incentives for Fund Managers and Funds) and work with various stakeholders including the applicant, regulator, internal team and managers

  • Initial set up of compliance functions for regulated fund managers

  • Ongoing compliance monitoring for regulated fund managers

  • Perform/review compliance review based on regulatory compliance for fund management companies which are subject to MAS’ regulations

  • Perform/review Annual/Quarterly Regulatory reporting applicable to fund management companies

  • Be part of the development team of regulatory technology

  • Provide FATCA/CRS Services


  • Minimum of 8 years' experience in compliance/audit in wealth/fund management
  • Knowledge of Securities and Futures Act, Financial Advisers Act, MAS Notices and Guidelines, compliance best practices and understanding of wealth/fund management industry
  • Good communication and writing skills with the ability to clearly and diplomatically articulate issues, solutions and rationales
  • High degree of judgement and good problem-solving skills; results-oriented to ensure sound implementation of control and compliance processes/procedures

Additional information

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.

Company description

IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.

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