Newcastle upon Tyne, United Kingdom

Compliance Analyst - Onboarding & Operations

Full-time / part-time
Compliance & Risk
Neville Street
Newcastle upon Tyne
United Kingdom

Job description

Based in the Newcastle office, you will report into the Client Services Director and assist with operational and/or onboarding activities relating to the Lawson Conner business. 

Day to day

  • Carrying out operational tasks so that the firm’s ARs and other mandates can be handled effectively
  • Project managing activities such as Fund launches to ensure that everything is completed effectively. Maintaining records so that deadlines are met and all relevant information is up to date
  • Onboarding new ARs and approved persons ensuring that agreed timescales are met, risks are identified, and records are up to date
  • Developing relationships with the portfolio of clients as appropriate
  • Ensuring work produced is subject to the appropriate QA review
  • Collaborating with colleagues from across LC and the wider IQ-EQ group
  • Assisting with the delivery of the business plan for the Operations & Onboarding team and contributing to meeting team objectives
  • Enhancing own understanding of regulatory landscape and taking learning opportunities that are offered
  • Taking responsibility for own progression including learning & development objectives
  • Following the set policies and procedures around onboarding and operational tasks.



  • Previous experience in a client facing environment
  • Awareness of risk management and risk control
  • Ability to work as part of a team, building relationships with internal and external stakeholders
  • Attention to detail
  • Strong communication skills, both verbal and written
  • Proactive with a willingness to learn.

Additional information

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.

Company description

Lawson Conner is a provider of outsourced compliance solutions and software that help businesses navigate regulatory infrastructure, reporting and risk requirements amidst variations in regulations under a global digital landscape. In 2018, it became part of IQ-EQ, the world’s fourth-largest global investor services group (by revenue) that combines global expertise with a focus on client service delivery.

Apply now

To apply, please enter your details into the below form. If you experience any issues with this form, please click here to apply via our provider SmartRecruiters directly.

Allowed document formats are PDF, Word, RTF, JPG or PNG. Maximum file size 2MB.
Do you have the right to work in the location of the vacancy?

If you haven't uploaded a CV, please detail your experience and education.