Port Louis, Mauritius

Associate- Enterprise Risk & Regulatory Affairs, Risk and Compliance

Full-time / part-time
Full-time
Level
Not Applicable
Department
Compliance & Risk
Address
Edith Cavell Street 33
Port Louis
Mauritius

Job description

You will provide support to the attainment of the overall objectives of the Risk and Compliance Function. You will assist in conducting AML/CFT risk assessment of all products, technology and business practice at IQ-EQ Mauritius cluster.

You will assist the manager in conducting compliance monitoring and/or risk reviews in accordance with the annual Review Planner and reporting process for onward communication to the reporting lines and Senior Management

Together we find solutions and make things happen but to do this we want you to contribute; looking for ways to help us get better at what we do in the most efficient and effective way.

Your long-term career goals are important to us too. We want to make sure we’re providing the support and opportunities you need to achieve your dreams so we can build a successful future, together.

Responsibilities

The Associate: Enterprise Risk and Regulatory Affairs will provide support to the attainment of the overall objectives of the Enterprise Risk and Regulatory Affairs Department.

Tasks

  • To assist in the drafting of Enterprise Risk, Regulatory Affairs and Personal Compliance local policies, procedures, processes, guidance notes, as appropriate
  • To assist in conducting an enterprise and regulatory risk assessment of all products, technology and business practice at IQ-EQ Mauritius cluster (“IQ-EQ MU”) in accordance with an agreed plan
  • To provide support in identifying, analysing and disseminating the latest regulatory information
  • To assist in providing day to day advice and support to Client Compliance and Client Delivery on basic queries arising from the formulation, implementation and interpretation of the policies, best practices and processes
  •  To assist in conducting compliance monitoring and/or risk reviews in accordance with the annual Review Planner and reporting process for onward communication to the reporting lines and Senior Management
  • To assist in the preparation and reporting for Operational Risk Committee, Group Risk and Compliance Committee, Group Risk and Compliance and Board
  • To assist in the review of and omnibus accounts
  • To assist in the preparing training packs
  • To assist in the investigations and maintenance of Incidents/Risk Events and Complaints Registers
  • To provide support in other compliance and risk management deliverables
  • To ensure protections of information assets of IQ-EQ MU and to abide by the ISMS in place at IQ-EQ MU

Qualifications

  • A degree from reputable university, preferably in the field of finance or financial services or directly related to compliance functions with sufficient work experience to compensate
  • A postgraduate degree or professional qualification in the field of Risk Management would be an advantage
  • At least 1-3 years’ experience in the financial services sector and preference given to experience in Risk Management and Compliance
  • Experience in a similar role would be an advantage
  • Good knowledge of compliance, risk and of regulatory framework
  • Good Office tools skills and good knowledge of Excel modelling tools

Additional information

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices

Company description

IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.

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