St Martin, Guernsey

Officer, Compliance

Full-time / part-time
Full-time
Level
Not Applicable
Department
Compliance & Risk
Address
Anson Court, La Route des Camps
St Martin
GY1 3UQ
Guernsey

Job description

You will coordinate and execute day to day administrative and legal formalities; meeting our legal and contractual requirements ensuring we comply with Company law.

Building strong and effective relationships with colleagues and the wider business is an essential requirement for all our people.

You will assist with New Business Acceptance Committee (NBAC) processing, setting up the forms before take on, filing forms and notes post take on, assist CDD reviews and update the CMP spreadsheet.

You’ll need to be thorough in all you do, using your own judgment to highlight any significant finds and put forward any recommendations to help us find an appropriate solution.

You will work closely with the Compliance Team supporting them to ensure risks are managed appropriately, assist with our Compliance Monitoring Programme (CMP) tests. Monitor, update and escalate any open items on the Compliance Monitoring Programme (CMP) schedule 

You’ll need to be a team player at heart with an eye for detail. Great organisational skills are a must have for this role so you can plan your day.

Together we find solutions and make things happen but to do this we want you to contribute; looking for ways to help us get better at what we do in the most efficient and effective way.

Your long-term career goals are important to us too. We want to make sure we’re providing the support and opportunities you need to achieve your dreams so we can build a successful future, together.

Qualifications

Previous Compliance Administration experience, ideally from a Fund business

Additional information

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.

Company description

IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.

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