Sheung Wan, Hong Kong

Senior Officer, Compliance

Full-time / part-time
Full-time
Level
Mid-Senior Level
Department
Compliance & Risk
Address
111 Connaught Road Central
Sheung Wan
Hong Kong

Job description

You will need to Identify, monitor and report regulatory risk within the business. Changes in regulatory requirements in Hong Kong (e.g. Registry of Trust and Company Service Providers) and offshore jurisdictions (e.g. Cayman Islands, British Virgin Islands) where the Company has a presence must also be identified and analyzed in a timely manner;

Ensuring that applicable Compliance policies and procedures are kept up to date for changes in regulations, and in regulatory expectations and that management and staff are kept apprised of such changes.

You will assist the operational areas to identify and embed key compliance related controls, including policies and procedures. Providing guidance on the proper application and interpretation of laws, regulations and policies applicable;

You’ll need to be thorough in all you do, using your own judgment to highlight any significant finds and put forward any recommendations to help us find an appropriate solution.

Your long-term career goals are important to us too. We want to make sure we’re providing the support and opportunities you need to achieve your dreams so we can build a successful future, together.

Qualifications

 

  • At least 5 to 7 years’ experience in AML/CFT compliance
  • Strong knowledge of both trust and company administration and investor services (fund admin) sectors
  • Previous experience as Money Laundering Reporting Officer will be useful.
  • A good degree/ diploma in a relevant field
  • PC proficient: MS word, excel, PowerPoint
  • Ability to read/ write in mandarin

 

Additional information

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.

Company description

IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.

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